The IMA Certificate Compliance (IMACC) team is seeking an Analyst to join our team! This role is responsible for the support of the IMACC Advisors in their essential job responsibilities, the auditing of incoming certificates of insurance, reporting compliance to agents and clients, and calling insu...
The Mortgage Operations and Compliance Risk Analyst will create, update, and maintain policies and procedures pertaining to mortgage operations, production, and compliance functions, partner with various stakeholders in the organization to implement policies, procedures and best practices, and monit...
A company is looking for a Technology Audit and Compliance Analyst. ...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
A company is looking for a Compliance Analyst - Managed Care. ...
As a Client Due Diligence Analyst I, you will support the team with the KYC/KYB, client due diligence, and onboarding compliance obligations required to build an industry-leading platform that enables our banks and brand partners to offer innovative embedded finance solutions. The Atelio Compliance ...
A company is looking for a Compliance Management Analyst to support their HHS client. ...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
Address emails and phone calls coming into the Compliance Inbox and Compliance Hotline. The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm’s policies and procedures are followed regarding the products, processes, procedures, and services offered. Respond to and addre...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
The Analyst/Senior Analyst will report to the iTeam Director and collaborate closely within the Compliance Department and with other team members throughout the organization. Analyst, Compliance Investigations. The Compliance Investigations Team (iTeam) is responsible for investigating reports of po...
Seeking a detail-oriented and highly analytical Production Analyst/Regulatory Compliance Tech to join our team. Knowledge of industry regulations and compliance requirements. ...
We are seeking a highly motivated Transaction Monitoring Analyst I to join our team. As a Transaction Monitoring Analyst I, you will support FIS’s Atelio Embedded Finance team as we grow, mature, and scale the AML and Fraud transaction monitoring program. The Financial Crimes Compliance team is resp...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...
We are seeking a highly motivated Transaction Monitoring Analyst II to join our team. As a Transaction Monitoring Analyst II, you will support FIS’s Atelio Embedded Finance team as we grow, mature, and scale the AML and Fraud transaction monitoring program. The Financial Crimes Compliance team is re...
The M&A Senior Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities. Essential Job Functions for the Compliance Analyst will include:. Other compliance functions as assigned by the M&A Comp...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Trade Compliance Engineer and Analyst. This entry-level position ensures compliance with applicable U. Collecting, reviewing, and approving Customer End Use and Export Compliance Certifications (EUC). ...
Maintain, update, and oversee the compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the Code of Ethics and Compliance Manual. This position reports to the Compliance Manager – Asset Management and offers an opportunity to make a significant impact on our...
Enterprise Technology Services Analyst Contractor – (Desktop Governance & Compliance Operations). We seek a highly skilled and motivated analyst with primary responsibilities supporting audit and risk compliance, governing new software, and rationalizing applications. Desktop Governance & Compliance...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
Under general supervision, the Analyst will support the institution’s compliance andprivacy management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures covering the...
Cetera Financial Group is currently seeking a Compliance Analyst for Ad Review. Three years relevant experience in compliance (advertising Compliance experience preferred). Ensure compliance with firm policy by doing the following:. Assist in maintaining internal compliance materials such as manuals...