Compliance Analyst (FA Compliance & Strategic Planning). DIRECTOR, FINANCIAL ASSURANCE COMPLIANCE. FA Compliance & Strategic Planning. Additionally, assist with the management, administration and compliance of Financial Assurances vehicles designed to secure residuals earning streams for Union membe...
I can succeed as a Portfolio Implementation Compliance Analyst at Capital Group. As a Portfolio Implementation and Compliance Analyst, you will be an expert on our funds and client accounts, understanding their investment objectives, guidelines and meeting cashflow needs while building mutually bene...
Compliance Analyst Registration. ...
As a Legal and Compliance Analyst, you will primarily be responsible for supporting SpaceX's Global Trade Compliance team on matters relating to SpaceX's Starlink program. Support trade compliance attorneys in managing compliance procedures related to U. Legal and Compliance Analyst/Level I: $75,000...
Compliance Analyst for Federal Compliance and Reporting. ...
A major political campaign is seeking a full-time Political Compliance Analyst to work with the campaign’s compliance firm and fundraising staff to process political contributions. Auditing client contributions as directed by supervisors to ensure compliance with state and local campaign finance law...
A company is looking for a Davis Bacon Act (DBA) Compliance Analyst. Key Responsibilities:Supporting SCA/DBA compliance activities at ClientImplementing and managing Davis-Bacon Act Compliance Software as a ServiceProviding ongoing support, training, and annual contractor trainingRequired Qualificat...
The ideal background in a Consultant will be a Product Owner, Business Analyst or Business Systems Analyst turned Product Analyst with domain experience in Governance, Risk, and Compliance and/or Financial Crimes. Product analyst/business systems analyst experience in Agile framework and toolset. Pr...
Optima Partners is looking for graduates or recent graduates to join our Los Angeles or San Francisco office as a Compliance Analysts, supporting our Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of registered investment management firms....
The PCAOB has a full-time, regular position for a Lead Governance, Risk, and Compliance Analyst in the Office of Technology (OT). This role will be the primary conduit for all OT Risk and Compliance, including: Internal Controls over Financial Reporting (ICFR), General Technology Controls, audits, a...
As a key member of the Medicare Advantage Compliance team, the Senior Compliance Data Analyst plays a crucial role in autonomously crafting detailed requirement specifications to meet compliance standards. Ensure that both functional and non-functional requirements align with the Senior Compliance D...
The Staff Analyst - Privacy and Data Compliance Analyst will work closely with the Program Implementation Manager to implement leadership directives related to privacy, data security, and data use compliance activities within Community Programs. The Staff Analyst - Privacy and Data Compliance Analys...
The Senior Privacy and Compliance Analyst will be responsible for Privacy and Compliance Strategy Planning, which may include the following: Conduct gap analysis and assessment of privacy and risk Management programs, develop a strategic road map to evolve the privacy and risk management programs an...
The Compliance Officer will work closely with the members of a team focusing on regulatory broker-dealer compliance issues with respect to monitoring public communications, marketing, licensing/registration, handling customer complaints, recordkeeping requirements, supervision, regulatory filings, e...
As a key member of the Medicare Advantage Compliance team, the Senior Compliance Data Analyst plays a crucial role in autonomously crafting detailed requirement specifications to meet compliance standards. Ensure that both functional and non-functional requirements align with the Senior Compliance D...
We're seeking an energetic Compliance Analyst to assist the compliance team with daily functions that will support many facets of the company. Excel as the on-site compliance leader. Create and enforce facility operating standards related to safety, inventory control and every aspect of cannabis com...
A major political campaign is seeking a full-time Political Compliance Analyst to work with the campaigns compliance firm and fundraising staff to process political contributions. Auditing client contributions as directed by supervisors to ensure compliance with state and local campaign finance laws...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
This individual will also be responsible for developing and implementing applicable audit methods to ensure compliance with company policies, and evaluation of procedural quality throughout the organization. The incumbent will be a key member of the Westlake Compliance. Develop, design, document, an...
Productpliance AnalystCircle is a financial technologypany at the epicenter of the emerging internet of money, where value can finally travel like other digital data - globally, nearly instantly and less expensively than legacy settlement systems. Circle is looking for a Productpliance Analyst who w...
The Privacy Compliance Analyst reports into the Enterprise Risk Management department to ensure continued compliance with state and federal privacy laws affecting Harbor Freight Tools. The Privacy Compliance Analyst will facilitate operational processes, automation, and produce periodic reports rela...
Level 4 Sr Principal International Trade Compliance Analyst. The selected candidate will become part of Northrop Grumman's International Trade Compliance organization, supporting the Air Dominance F-35 portfolio, to meet the goals and objectives of the AS Business Management organization. Assist in ...
As a member of PointClickCare’s Legal and Compliance team, In the role of Compliance Analyst, you will be instrumental in driving key initiatives and projects that have a substantial impact on PointClickCare, its customers, and other stakeholders. Assist in the development of, and ongoing updates to...
The Compliance Officer will work closely with the members of a team focusing on regulatory broker-dealer compliance issues with respect to monitoring public communications, marketing, licensing/registration, handling customer complaints, recordkeeping requirements, supervision, regulatory filings, e...
Circle is looking for an enthusiastic, knowledgeable and focused Lead Quality Analyst to join the Compliance Operations Scaled Services team. You will be responsible for assisting the Manager, Compliance Quality Control and Assurance in overseeing the completion of quality reviews, contributing to t...