The Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs, including establishing a centralized and sustainable connection point for global r...
Knowledge of the following preferred: exchange regulatory and rules requirements as well as regulatory nuances; exchange data structures and regulatory design, including some systems elements. Collaborate with various Cboe teams to further enhance the Regulatory Program. Assist in responding to inqu...
The Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs, including establishing a centralized and sustainable connection point for global r...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securi...
Apex Finance team is responsible for handling regulatory reporting functions for the firm. The analyst must be a critical thinker, analytical, energetic, and possess strong attention to detail. Take an active role in our annual financial statement audit and our regulatory examinations from FINRA, SE...
The Principal Data Analyst performs accurate data analysis in non-complex Enforcement matters in accordance with well-established methodology. The Principal Data Analyst is responsible for the strategic design and implementation of non-complex analytical and/or advanced data abstraction models for v...
With a company culture rooted in collaboration, expertise and innovation, we aim to promote progress and inspire our clients, employees, investors and communities to achieve their greatest potential.Our work is the catalyst that helps others achieve their goals.In short, We Enable Possibility℠.Arch ...
The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement's production of internal and external...
Compliance Analyst (Regulatory Requests). Actively participate in responding to various types of regulatory inquires and participating in regulatory examinations. Provide general regulatory and other compliance-related updates to ensure continued rule compliance for many business lines. Interact wit...
Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management ("RSM") team, Regulatory Operations teams, and other FINRA customers, as applicable. The Principal Analyst of the Metrics and Reporting ("Metrics&q...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.Experience, qualification, and soft skills, have you got everything required to succeed in this opportunity Find out below.The Marlee Tale...
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail ("CAT") Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues. Interfaces w...
IBKR seeks to hire a Regulatory Production Analyst in our Chicago, Illinois, office. Coordinating with compliance analysts to help complete regulatory investigations. Gathering client account records and documents responsive and preparing response letters to law enforcement and regulatory inquiries....
Arch Insurance business units by preparing actuarial support for rate and rule filings, including indication analysis, impact calculations, competitor research, and state-specific exhibits.Arch’s CEO, CFO, President and many business unit leads are actuaries.You will present to the CEO and other exe...
Knowledge of the following preferred: exchange regulatory and rules requirements as well as regulatory nuances; exchange data structures and regulatory design, including some systems elements. Collaborate with various Cboe teams to further enhance the Regulatory Program. Assist in responding to inqu...
Ensures the bank complies with FR 2052a regulatory requirements including FAQsRoutinely reviews processes and seeks opportunities to streamline workflows while ensuring the control / reconciliation environment is well documentedLead projects of varying complexities, often involving various teams acr...
Successfully completes regulatory and job training requirements. ...
This position is responsible for review and implementation of legislative and regulatory changes. Accountable for monitoring, analyzing and determining legislative and regulatory changes which impact the field of work. Insurance regulatory experience. ...
Create and execute complex regulatory implementation strategies for assigned legislative, regulatory, sub-regulatory, and licensing / accreditation requirements across multiple jurisdictions, including assessments of the regulatory impact of changes to people, processes, and technologies deployed ac...
Per S Group is seeking a Power Plant Compliance Specialist to support 5simple cycle power plants, proviidng direction and oversight for safety, health, environmental, and NERC regulatory programs, Must have air quality, water, and environmental regulatory/compliance experience. Keywords: Regulatory ...
As the Compliance Officer, this person will oversee the compliance program, including training and implementation throughout the organization. Title: BSA and Compliance/CRA Officer. As Compliance/Community Reinvestment Act (CRA) Officer, this individual will be responsible for ensuring the bank comp...
Project Manager will lead projects spanning Indirect Procurement, supply chain and operations optimization, and procurement synergy. The project manager will oversee the work related to all functions over the duration of the project. Responsible for assembling project teams globally, assigning indiv...
Underwriting Business Systems Analyst. Works with project teams and senior business analysts to make sure that the products and/or application development within the rating systems meet the needs of the end users. This position provides analytical and administrative support to the Excess & Surplus b...
The Associate, Regulatory Affairs Submission Management, manages low to medium-impact submission projects involving multiple cross-functional regulatory submission teams. Job Title: Associate Regulatory Affairs Submission Management. With input from the submission teams, this individual establishes ...
The Compliance Analyst will assist the Compliance Testing team in implementing the Bank's Compliance Testing Program to promote independent oversight within the Compliance Risk Management Framework. The Compliance Analyst will be an integral part in executing the Compliance Testing Program and will ...