In supporting the Legal Department, the Senior Legal Analyst will provide assistance to attorneys on various legal matters in moderate-to-highly complex areas of law related to insurance and healthcare, including research in new areas of growth, litigation support and operations support. ...
Provides strategic advice on complex reporting and technological issues raised by the MRTS business units, Regulatory Services Management ("RSM") team, Regulatory Operations teams, and other FINRA customers, as applicable. The Principal Analyst of the Metrics and Reporting ("Metrics&q...
Business Analyst within PNC's Finance- Control/Regulatory Reporting organization, you can sit in Pittsburgh, PA; Birmingham, AL; Atlanta, GA; Gaithersburg, MD; Tampa, FL; Philadelphia, PA; or Cleveland, OH. ...
The Helpline Analyst will work with internal and external constituents to provide specialized technical support to the Consolidated Audit Trail ("CAT") Industry Members. The Analyst applies analytical skills to conduct research and coordinate processing of requests and issues. Interfaces w...
The Pennsylvania Rates & Regulatory Affairs Analyst's level will be determined based upon the results of the interview process which considers the candidate's skills, work history, experience level, and other relevant qualifications. This position is in the Pennsylvania Rates and Regulatory Affairs ...
The Senior Principal Analyst of the Strategic Metrics & Reporting ("Metrics") team in FINRA's Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcement's production of internal and external...
The Pennsylvania Rates & Regulatory Affairs Analyst's level will be determined based upon the results of the interview process which considers the candidate's skills, work history, experience level, and other relevant qualifications. This position is in the Pennsylvania Rates and Regulatory Affairs ...
The Principal Data Analyst performs accurate data analysis in non-complex Enforcement matters in accordance with well-established methodology. The Principal Data Analyst is responsible for the strategic design and implementation of non-complex analytical and/or advanced data abstraction models for v...
Base Salary: Commensurate with skills and experience.PNC offers employees a comprehensive range of benefits to help meet your needs now and in the future.Depending on your eligibility, options for full-time employees include medical/prescription drug coverage (with a Health Savings Account feature);...
This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securi...
We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. Technical knowledge and previous experience in investment regulatory reporting . Successfully completes regulatory and job training requirements. ...
Successfully completes regulatory and job training requirements. ...
Ensures the bank complies with FR 2052a regulatory requirements including FAQsRoutinely reviews processes and seeks opportunities to streamline workflows while ensuring the control / reconciliation environment is well documentedLead projects of varying complexities, often involving various teams acr...
Nasdaq’s regulatory functions include listings, surveillance, investigations and enforcement, regulatory rule filings and regulatory technology. This framework benefits investors and listed companies trading on Nasdaq exchanges and strengthens our regulatory program by turn enhances the integrity an...
We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group. Technical knowledge and previous experience in investment regulatory reporting. Successfully completes regulatory and job training requirements. ...
Create and execute complex regulatory implementation strategies for assigned legislative, regulatory, sub-regulatory, and licensing / accreditation requirements across multiple jurisdictions, including assessments of the regulatory impact of changes to people, processes, and technologies deployed ac...
The Pennsylvania Rates & Regulatory Affairs Analyst's level will be determined based upon the results of the interview process which considers the candidate's skills, work history, experience level, and other relevant qualifications. This position is in the Pennsylvania Rates and Regulatory Affairs ...
Regulatory Records Management:. Maintain and organize the firm’s compliance calendar, regulatory books, and records, ensuring everything is up-to-date and in order. Regulatory Filings & Manual Maintenance:. Assist in preparing regulatory filings, performing service provider reviews, and maintaining ...
The Regulatory Compliance Officer will manage and maintain a comprehensive compliance program and training manual to ensure compliance with all laws and regulations. The Regulatory Compliance Officer is responsible for ensuring that the credit union adheres to all relevant regulations and laws, incl...
As a Senior Regulatory Affairs Associate you will come with a few years of Regulatory Affairs experience gained in the industry. ...
Mortgage Quality Control and Compliance Analyst. Performs detailed residential underwriting and compliance analysis on loans in-process and post-closing for credit, compliance and documentation deficiencies and determines marketability of each loan. This position will be responsible for performing c...
Manage project budgets and prepare monthly invoices. Training junior staff and managing projects with one or more field technicians on-site. ...
Previous CRO / Pharma experience working in the capacity of a Regulatory Affairs Consultant or Senior Regulatory Affairs Consultant with CTA submission knowledge is essential, knowledge in MAP and NIS would be a plus. We are recruiting for a French Speaking Senior Regulatory Affairs Associate in Eur...
Senior Regulatory Affairs Associate. Assessment of the Change Controls and associated technical dossiers. ...
The Project Manager/Senior Project Manager is responsible for overall management of clients and projects including design, communications, personnel management, budgets, schedules, quality control, business development, and client communication & relationships. The Project Manager manages servic...