Chief Compliance Officer: Average Salary in California in 2024

As a key member of the Office of Ethics, Risk, and Compliance Services (OERCS) reporting to the Deputy Compliance Officer within the Chancellor's Office, the Compliance Director and Chief Privacy Officer ("Privacy Officer") is responsible for ensuring UC Berkeley's commitment to protecting the priva...

A company is looking for a Global Deputy Chief Compliance Officer (Global Compliance Lead). ...

As a key member of the Office of Ethics, Risk, and Compliance Services (OERCS) reporting to the Deputy Compliance Officer within the Chancellor's Office, the Compliance Director and Chief Privacy Officer (“Privacy Officer”) is responsible for ensuring UC Berkeley's commitment to protecting the priva...

Realta Wealth, a leading independent wealth management organization partnering with accomplished advisors is seeking an experienced and visionary individual to fill the role of Chief Compliance Officer. Maintain and oversee a robust compliance testing and monitoring program to detect and address pot...

Serve as Chief Compliance Officer maintaining franchise law compliance process through attending meetings and working with the Franchise Development department. Job Description: General Counsel, Chief Compliance Officer, and Corporate Secretary. As General Counsel, Chief Compliance Officer, and Corp...

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...

MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....

As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...

Understand the workflow relationships for the Office of the Chief Legal Officer (OCLO), and the agency at large. Assistant sought for the Executive Director of Compliance. Draft, redline and edit highly confidential legal compliance documents, personnel documents. Collaborate in various legal/compli...

Reporting into the Enterprise Chief Compliance Officer, this is a leadership role within SoFi’s Compliance organization. Broker dealer and RIA,  Aadvise the Compliance and Legal teams on emerging compliance issues, regulatory changes, and new rules, and consult and guide the company in the esta...

As a key member of the Office of Ethics, Risk, and Compliance Services (OERCS) reporting to the Deputy Compliance Officer within the Chancellor's Office, the Compliance Director and Chief Privacy Officer (“Privacy Officer”) is responsible for ensuring UC Berkeley's commitment to protecting the priva...

Search for the Vice President for Information Technology and Chief Information Officer. California Polytechnic State University, San Luis Obispo (Cal Poly) seeks a strategic, collaborative leader and strong communicator for the role of Vice President for Information Technology and Chief Information ...

The Compliance Specialistis responsible for ensuring compliance with federal (CMS) and state (DHCS) regulations for the FHCSD PACE program. Provide compliance training to PACE staff as needed regarding areas of non-compliance and areas of compliance focus. Institute measures that prevent, detect and...

Accountant, Accounting Clerk, Accounts Payable Specialist, Accounts Payable Administrator, Accounts Payable Manager, Billing and Collections Analyst, Billing and Collections Coordinator, Billing and Collections Manager, Bookkeeper, Chief Financial Officer, Controller, Comptroller, Credit Analyst, Fi...

Wilson Elser's San Francisco office is currently seeking a General Liability Of Counsel. San Francisco General Liability Of Counsel" in the subject line. Experience with catastrophic injury, premises liability, product liability, habitability, and other general defense litigation matters preferred. ...

VP of IT, SVP of IT, President, CEO, Chief Experience Officer, Chief Technology Officer, Chief Strategy Officer, Chief Information Officer, Head of IT, IT Director. ...

Chief Data Security Officer, Chief Data Officer, Chief Digital Officer, Chief Privacy Officer, CIO, Chief Security Officer, Chief Risk Officer, VP of IT Security and Privacy, VP of IT Infrastructure, VP of IT Operations, VP of Cybersecurity, VP of Risk Management, VP of Data Privacy, VP of Privacy C...

Accountant, Accounting Clerk, Accounts Payable Specialist, Accounts Payable Administrator, Accounts Payable Manager, Billing and Collections Analyst, Billing and Collections Coordinator, Billing and Collections Manager, Bookkeeper, Chief Financial Officer, Controller, Comptroller, Credit Analyst, Fi...

The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...

Assist Director of IT Compliance in designing, implementing, and improving existing and new IT process end procedures, to build a better compliance IT environment. As a member of the IT Compliance team, this role's primary function will be:. Perform a range of audit and compliance analysis across IT...

Vice President for Information Technology and Chief Information Officer. Vice President for Information Technology and Chief Information Officer. San Diego State University seeks a seasoned, accomplished, and deeply collaborative leader to serve as Vice President for the Division of Information Tech...

Chief Technology Officer, VP of IT, Director of IT, VP of IT Operations, Director of IT Operations, Chief Information Officer, IT Manager, IT Consultant, Chief Data Officer, Chief Security Officer, Technology Manager, IT Operations Manager, Information Systems Manager. ...

Program Manager, Regulatory Compliance - Fleet. We ensure compliance with a complex and dynamic range of global regulations. This role will be hybrid on-site in the Bay area and report into our Regulatory Compliance team. Help fulfill regulatory compliance requirements of a growing fleet of vehicles...

VP of IT, SVP of IT, President, CEO, Chief Experience Officer, Chief Technology Officer, Chief Strategy Officer, Chief Information Officer, Head of IT, IT Director. Legal, Information Technologies, Financial Services, Pharmaceutical, Healthcare, Internet, Computer Software, Consumer Products, Archit...