A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Compliance Officer Qualifications:. Developing and implementing a compliance program with tailored policies and procedures. ...
Recruitment and training of qualified compliance officers and other staff with the requisite knowledge and experience to effectively implement the A-CAP compliance program and carry out compliance-related duties for A-CAP;. A-CAP seeks qualified candidates for the position of Chief Compliance Office...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
WHAT YOU WILL DO: Development, documentation, implementation, and monitoring of an enterprise-wide compliance program, policies and procedures in accordance with applicable laws and best practices; Development and implementation of initial and regular risk assessments of the A-CAP compliance program...
The Summer Associate role will be a part of the Technology & Optimization team within the Compliance & Public Policy division. The team offers automated solutions for compliance processes and reporting by providing toolsets, guidance, training, and data-driven insights. The objective of the team is ...
A company is looking for an Engineering Chief of Staff. ...
A company is looking for an Associate General Counsel I to assist in various legal functions within the Legal Department. ...
A company is looking for a Quality & Compliance Manager. ...
A company is looking for a Corporate Compliance Analyst to ensure ethical business conduct and compliance with laws. ...
A company is looking for a Payment Compliance, Senior Business Analyst. ...
A company is looking for a Compliance Analyst, Market Surveillance Tuning. ...
A company is looking for a Chief Financial Officer. ...
A company is looking for a Compliance Officer to develop and manage the AML/CFT program. ...
A company is looking for a Medicare Compliance Officer to lead their Medicare Compliance team and ensure adherence to regulatory requirements. ...
Key Responsibilities:Lead and manage a team of six compliance expertsDevelop, enhance, and maintain compliance systemsResearch compliance-related risks in the cryptocurrency businessRequired Qualifications:10+ years of experience in international compliance/financial crime compliance and system deve...
A company is looking for a Compliance Officer. ...
A company is looking for a Chief Information Officer (CIO) to lead their Information Technology Team. ...
A company is looking for a Deputy Chief Information Security Officer to perform advanced information security work and manage security operations. ...
A company is looking for an Assistant General Counsel, Product to bridge the gap between product innovation and legal compliance in estate planning. ...
A company is looking for a Chief Executive Officer. ...
A company is looking for a Clinical Chief of Staff to support the Chief Clinical Officer and enhance clinical operations. ...