Conduct regular compliance reviews and testing of internal controls to identify and mitigate potential compliance risks. A mid-sized Investment firm based in Chicago, IL is looking to bring on a Senior Compliance professional to help guide the overrall investment advisery side of the business. Assis...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...
The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...
Conduct regular compliance reviews and testing of internal controls to identify and mitigate potential compliance risks. A mid-sized Investment firm based in Chicago, IL is looking to bring on a Senior Compliance professional to help guide the overrall investment advisery side of the business. Assis...
Under general supervision, the Chief Administrative Officer ("CAO") is responsible for ensuring that Northern Trust's Global AML and Economic Sanctions ("Global AML") program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-...
General compliance tasks as needed, including working with compliance team members that specialize in other functional areas. Manage the implementation of compliance-related projects, identify areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of iss...
Work closely with management and members of the SXM compliance team and other functional areas across the firm ensuring an appropriate compliance framework to meet the firm's compliance and regulatory obligations. Responsible for identifying areas of compliance improvement, strategize solutions to i...
Chief Compliance Officer and the Director of US Compliance Programs to develop, implement and maintain a comprehensive compliance program to achieve compliance with the Federal Reserve and Bank Holding Company Act regulations;. Banking, Business Operations, Compliance Policies, Compliance Programs, ...
Chief Administrative Officer, Financial Crimes Compliance page is loaded. Chief Administrative Officer, Financial Crimes Compliance. Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) ...
Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...
The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...
Chief Administrative Officer, Financial Crimes Compliance page is loaded. Chief Administrative Officer, Financial Crimes Compliance. Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) ...
Director will be the Commercial Broker Dealer Chief Compliance Officer (“BD CCO”) for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. NYC 299 Park Avenue (22957), United ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Broker dealer located in Chicago looking to bring on board a “Commercial Broker Dealer Chief Compliance Officer – Sr. Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, incl...
With a firm commitment to integrity and innovation, we’re expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts. Position Overview: As our Chief Compliance Officer, you’ll drive our compliance strategy, ensure regulatory adherenc...
Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...
Lewis University, located near Chicago in Romeoville, Illinois, invites inquiries, nominations, and applications for its next chief operating officer (COO). Reporting to the president and serving as a key member of the Leadership Team, the chief operating officer (COO) effectively directs the univer...
Search for the Chief Information Officer. Joliet Junior College, the first, public community college in the United States, seeks a transformational, creative leader to serve as the next Chief Information Officer. The Chief Information Officer joins the college at a moment when the College is poised ...
A company is looking for a Director, Chief Information Security Officer (CISO) for a remote position in the United States. ...
Key Responsibilities:Lead product classification for HTS and ECCNProvide support internally and externally for trade compliance activitiesConduct audits and assessments to identify areas for improvementRequired Qualifications:Bachelor's degree in business, international trade, or related field5+ yea...
A company is looking for a Chief Technology Officer. ...
Key Responsibilities:Leads contract management initiatives, including organizing documents, conducting comprehensive reviews of contracts, and maintaining accurate recordsManages and optimizes the legal request workflow system and oversees technical and administrative aspects of contracts and compli...
A company is looking for a Chief Information Security Officer (CISO). ...
A financial holding company is looking for a Senior Compliance Analyst. ...