Making periodic (at least quarterly) reports regarding compliance matters to the SVP, Chief Compliance Officer of Surgery Partners. In addition, the Compliance Officer helps implement the eight elements of the Surgery Partners Compliance Program at Facilities. Assist the Chief Compliance Officer in ...
The Compliance Officer plays a critical role in GoGlobal as we continue to expand and add new corporate services lines. The Compliance Officer will be leading Client Acceptance, Know Your Customer (KYC), Risk Management and Client Screening across the entire organization. We operate a direct solutio...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
Essential Job Duties and Responsibilities Daily Compliance Perform independent assessment of review of all incidents that are moving to “Close – No Action” status (aka set to ‘Approved’) Perform independent assessment of all trading day compliance overrides/fails and discuss with respective FI/EQ Co...
The Senior Human Resources Compliance and Workforce Relations Manager plays a critical role in ensuring the organization's adherence to employment laws, regulations, and internal policies. Provide consultation, coaching, and education on HR compliance and employee relations best practices to manager...
This position drives compliance to the CSMP within the division in which they are assigned in order to ensure adherence to applicable regulations impacting the business and assure appropriate aspects of an effective compliance program are established and maintained across the enterprise. Based on th...
Gartner analysts are industry thought leaders who create must-have research and provide advice to world-leading organizations. Analysts possess a keen eye for identifying gaps, problems and solutions within the market they serve, and help clients make better decisions relative to their highest busin...
Compliance consulting company based in New Jersey looking to bring on board a “Director Of Compliance/Financial Crimes Client Development” to join their team. Understand the market, competition, and trends for compliance services. ...
Infinite Reality is looking to bring on a highly motivated and experienced Chief Operating Officer (COO) reporting to the CEO remotely based in the continental United States. ...
The Compliance Testing Manager II is responsible for the managing and leading the Commercial, Business and Private Banking portfolio of compliance testing engagements utilizing a risk-based approach in line with department standards to ensure the Bank’s compliance with applicable laws, rules & regul...
The Virtual Chief Information Security Officer (vCISO) will provide strategic leadership and oversight for the information security programs of VC3 managed clients. One or more of the following qualifications are highly desirable: Certified Information Security Manager (CISM), Certified Information ...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
The Deputy Chief Information Security Officer (DCISO) will lead activities in support of cybersecurity priorities in support of functional and organizational goals. The DCISO will be responsible for developing and maintaining a security architecture process, the security operations center (SOC), net...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
The Coinbase Compliance Technology Team plays a critical role in achieving our mission. Compliance Technology builds complex systems at a global scale to meet BSA/AML regulations with industry best practices. This role will work within the Compliance Technology team to design, build and maintain met...
The Judge Group is looking for a remote Chief Operating Officer for an Independent Medical Review Organization! For immediate consideration, please send updated CV to Eric Landes at Operating Officer (COO). As the Chief Operating Officer (COO) of our organization, you will be responsible for oversee...
Financial Crimes Compliance has the primary responsibility for the execution of Coinbase’s Anti-Money Laundering, Combating the Financing of Terrorism, Sanctions, and Anti-Bribery and Corruption Program. ...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...
Mabbett), an award-winning and industry leading environmental, health and safety (EHS) consulting and engineering firm, is seeking a part-time Environmental Compliance Auditor/Consultant to join our growing team. This opportunity is open to candidates who possess a strong environmental compliance au...
As a Senior Program Manager for Security Governance, Risk, and Compliance (GRC), you will report to the Director of Security GRC. With guidance, you will oversee remediation, corrective action plans, and ongoing monitoring to address findings resulting from audits, assessments, compliance reviews, a...