The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
The Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Appropriately assess risk when business decisions are made, demonstrating particular c...
A company is looking for a Compliance Officer - Fair Lending Governance. ...
This individual assesses compliance risks and needs; develops and implements compliance policies and processes; develops and delivers compliance training; supports and implements global compliance initiatives in the Region; monitors compliance processes; manages, leads and conducts ethics and compli...
A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements. ...
Compliance Officer – To $100K – Boca Raton, FL – Job # 3122. Bank Compliance Officer role in the greater Boca Raton, FL area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulat...
A company is looking for a Compliance Officer II to oversee and administer compliance programs within the business unit. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are be...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
The Compliance AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Appropriately assess risk when business decisions are made, demonstrating particular c...
The work schedule for Code Compliance Officers is as follows:. Community Enhancement & Code Compliance aims to preserve and enhance the safety, appearance and economic stability of the Sunrise community through the diligent enforcement of applicable ordinances. Supervision is received from the Code ...
Supporting various University committees and affiliated entities and performing general contract review and providing general transactional legal support, including for non-research or health related matters, legal research and any other duties assigned by the Vice President for Legal Affairs & Gener...
Claims Compliance and Audit Specialist. Responsible for executing quality and compliance assessments and/or engaging in regulatory management activities. Partners with key stakeholders to improve compliance with state laws and measures adherence to internal claims procedures. Delivers actionable rep...
Security Officer - Shopping Plaza. Security Officer - Shopping Plaza. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Immediate Openings for Security Professionals!!. ...
Partner with external counsel and manage relationships. Active member of the Florida Bar (or eligible for admission as authorized In-House Counsel). Must have experience with a broad range of business transactional matters, including counseling, negotiating and document/contract drafting and review....
A company is looking for a Senior Compliance Officer specializing in ETFs and SMAs. ...
A company is looking for a Director of Finance and Compliance to oversee finance, accounting, and compliance functions. ...
A company is looking for a Cyber Security and Compliance Analyst to research and assess compliance frameworks and technical best practices. ...
A company is looking for a Provider Network Compliance Specialist to ensure compliance with regulatory requirements for provider networks. ...
A company is looking for an Associate Privacy & Compliance Analyst (Remote). ...
A company is looking for a Chief Compliance Officer to support its mission of democratizing the AI revolution in a compliant manner. ...
A company is looking for a Compliance Associate - Regulatory Intelligence. ...