A company is looking for a Compliance Officer - Ecomms and Technology Surveillance. ...
Accountable for compliance oversight and guidance to ensure that CoBank is in full compliance with legal regulations and industry specific guidelines. Monitors compliance risk behaviors and provides day-to-day compliance advice relating to the supported business lines, guidance on rules/laws and int...
A company is looking for a Senior Compliance Professional to serve as the designated Regulatory Compliance contact for the Indiana Medicaid contract. ...
Ensures the Credit Union is adhering to the most recent risk and compliance requirements of the NCUA and other regulatory agencies. Recommends policy changes that will facilitate the Credit Union's compliance program, reduce risk, and reflect related law and regulatory changes. Functions as the Cred...
A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements. ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Fund Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenanc...
Chief Compliance Officer (CCO) – SEC-Registered Investment Adviser. Crescat Capital is seeking an experienced and motivated Chief Compliance Officer (CCO) to join our team. Oversee the firm’s compliance program, policies, and procedures to ensure compliance with SEC regulations. Provide ongoing comp...
WHAT IS THE SMALL BUSINESS SELF EMPLOYED DIVISION?.Interested in this role You can find all the relevant information in the description below.A description of the business units can be found at: .Vacancies will be filled in the following specialty areas:.SBSE - Small Business/Self Employed, SB/SE De...
Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office’s compliance needs. Train new employees on all compliance related and serves as the firm-wide resource for compliance questions. More than 10 years of experience in wealth management industry required, f...
USA Rugby – Compliance Officer. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, regulations, and internal policies. Develop and conduct compliance training programs for staff, coaches, referees, and players to ensure awareness and understanding...
The SVP of Compliance (“SVP”), HUB Retirement and Private Wealth (“RPW”), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely with RPW senior leadership to collectively support the growing RPW business. This is a un...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Primary Purpose of Position : Ensures the Credit Union is adhering to the most recent risk and compliance requirements of the NCUA and other regulatory agencies. Recommends policy changes that will facilitate the Credit Union’s compliance program, reduce risk, and reflect related law and regul...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...