Controller (RIA firm)

Job description :

Controller RIA Firm Location : NYC (Midtown)

Hybrid 4 days In Office

Compensation : Base $175k-$250k with potential for discretionary bonus

Please Note : Candidates must have prior experience in an RIA setting, specifically focused on high-net-worth client wealth management, as opposed to hedge fund or fund accounting roles.

Our client is a thriving independent RIA with nearly $2 billion in AUM, committed to providing tailored investment and financial planning solutions for high-net-worth clients. The firm is experiencing rapid growth, with annual expansion of 2030%. To support this momentum, they are seeking an experienced Controller with a background in wealth management and financial services. This is a high-impact, individual contributor role that not only oversees financial operations but also partners closely with firm leadership to drive long-term growth, enhance operational efficiency, and scale the business for the future.

Key Responsibilities

Financial Oversight

• Lead all aspects of the firms accounting (AP / AR, payroll, budgeting, cash management, tax filings, etc.) and financial reporting functions.
• Direct month-end closing of the General Ledger; prepare and analyze monthly, quarterly, and annual financial statements.
• Monitor cash flow, profitability, and expense control.
• Coordinate with external accounting vendors who perform financial reviews and due diligence analyses.
• Prepare materials for Board of Directors meetings.

Risk Management & Compliance

Strategic Leadership

Operations & Efficiency

Qualifications :

Why is This a Great Opportunity :

Tremendous opportunity with growing firm in major expansion phase. Hands-on, individual contributor role with significant impact in strategy, scalability. Dynamic leadership role.

Salary Type : Annual Salary

Salary Min : $ 175000

Salary Max : $ 250000

Currency Type : USD