Essential Duties and Responsibilities
- Responsibility for assisting with development of a risk based multi-year audit plan, performing risk assessments and overseeing the execution of audits for areas of responsibility.
- Collaborate with members of the Internal Audit leadership team to determine audit coverage and integrated audit approach for designated businesses.
- Collaborate with other corporate risk and control functions to ensure activities are coordinated and where possible, leveraged.
- Provide control advisory services on Company’s various projects
- Provide strategic guidance and expertise on the execution of the audit by applying knowledge of (company / industry / IT) best practices and processes to ensure proper strategic alignment
- Evaluate and streamline quarterly and annual audit processes and improve departmental and company costs.
- Oversee IT SOX testing and assure all deadlines are met by internal and external auditors.
- Will be accountable for meeting deliverable deadlines, adhering to department and professional standards and utilizing consistent methodology.
- Manage and foster business relationships with Senior Management
- Research industry trends and emerging risks and provide change recommendations.
- Assist in the recruiting and mentoring, leading, developing, and evaluating personnel.
- Engagement with relevant regulators where applicable
- Perform other duties as needed.
Bank Accounting,BANK - Consulting,BANK - Management / Supervision,BANK - Risk Management
Qualifications, Education and / or Experience
- Bachelor’s Degree in Engineering, Information Technology, Finance, Risk Management, or related field required
- Minimum of Twelve (12) years of relevant experience in Financial Services / Banking, Audit, IT, Operations or a regulatory agency (FRB / OCC) preferred.
- Must have demonstrated knowledge of technology processes, such as cybersecurity, change management, technology operations and infrastructure, software development, and business resiliency
- Experience with Technology Infrastructure Risk and Controls, including administration of Network, O / S, Cloud, Database, and Application control reviews
- Enthusiastic, self-motivated, willing to be challenged and take personal responsibility
- Professional certification (e.g. CISA, CISM, CISSP, CEH, GIAC etc.) or willingness to pursue preferred.
- Strong financial, technology, and / or internal control background from Payments, Banking or Wealth Management preferred
- Audit advisory services experience preferred
- Strong negotiation skills and ability to develop and maintain relationships with key internal and external shareholders
- Strong written and oral communication skills
- Experience in managing teams and developing junior talent.
- Proficient in Excel, Word and PowerPoint
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