Mid-size international commercial bank in New York looking to bring on board a US Head Of Compliance to join their team.
They are currently in office (2-3 days a week).
Responsibilities :
- Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA / AML / OFAC / CDD / EDD / KYC / FinCEN / USA Patriot Act, etc.
- Responsible for managing, administering, and enhancing all aspects of the BSA / AML / OFAC monitoring systems, including making sure that appropriate parameters are in place to identify suspicious activity.
Monitoring systems include both system reporting, automated account monitoring software as well as sanction system.
- Ensure that all required regulatory reporting is conducted in a timely, accurate, complete and compliant manner
- Maintain an effective CDD / EDD risk rating and monitoring program to include initial and ongoing assessments, and review and analysis of unusual / suspicious account activity.
- Act as a liaison for State and Federal examinations and internal and external independent audits of the Bank’s BSA / AML / OFAC compliance programs
- Responsible for responding to exam and audit findings and overseeing the corrective action of any related compliance deficiencies or violations.
- Responsible for maintaining and updating the BSA / AML / OFAC policies and procedures and seeking approval by the CCO and the board of directors
Head of Security Compliance
A company is looking for a Head of Security Compliance in the US. ...
Head of Compliance
The Head of Compliance will monitor and evaluate regulatory compliance of the Fairstead portfolio and provide feedback and support to the operations team to ensure compliance excellence. The Head of Compliance is responsible for the regulatory compliance, occupancy levels, and ownership satisfaction...
Fixed Income Research - Head of US Rates Strategy, ED
It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital a...
Head of US Business Development
To be successful as the Head of US Business Development you will be an outgoing, and experienced salesperson who is passionate about nurturing client relationships and driving revenue through prospecting new business relationships. Head of US Business Development. As the Head of Business Development...
Compliance Officer - Head of Origination & Advisory - Director
As the Compliance Officer - Head of Origination & Advisory Director, you will lead a team and focus on providing real-time support to the Origination & Advisory (O&A) Coverage business. Perform testing and monitoring of compliance with firm policies and conduct risk assessments of the Bu...
Head of Konexo (ALSP Leader) - US
Eversheds Sutherland (US) LLP maintains a policy of affording all employees and applicants equal employment opportunities without regard to actual or perceived race, color, religion, sex (including pregnancy, childbirth, lactation and related medical conditions), sexual orientation, gender (includin...
Head of Public Relations for US and Canada
In a context of strong international growth and structuring, our PR & Influence department is seeking its future Head of PR for the American and Canadian markets, to lead a team of 3 people in our NYC offices. Manage the PR budget for the US and Canada, ensuring cost-effective use of resources. ...
Head of Product Compliance
Inclusive teams help us live our values and make sure every Wiser feels respected, empowered to share their contributions towards mission zero and able to progress in their diverse teams that reflect our diverse customer base helps us build a better product. Whether people and businesses are sendin...
Head of US Sales (NYC)
The finest Italian coffee and tea, thanks to our carefully selected Fair Trade coffee beans, roasted exclusively for us in Italy and paired with our custom developed espresso machine and line of teas. In addition to generous paid time off, flexible holidays, and delicious food, we offer comprehensiv...
Chief Compliance Officer and Head of Regulatory
The Chief Compliance Officer and Head of Regulatory will lead CLEAR’s Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations. Examples of reasonable accommodation include, but are not limited...