A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity.
Key ResponsibilitiesDevelop and maintain compliance policies, procedures, and controlsConduct compliance monitoring and prepare regulatory reportsOversee compliance training and manage regulatory inquiries and incidentsRequired Qualifications7+ years of compliance experienceStrong knowledge of SEC regulations and lawsIn-depth understanding of BSA, OFAC, KYC, and EDD requirementsExperience working with outside legal counselMust love dogs
Data Compliance and Monitoring Specialist
Office of the Chief Financial Officer (OCFO). The Office of the Chief Financial Officer (OCFO) whose mission is to enhance the fiscal and financial stability, accountability and integrity of the Government of the District of Columbia is in search of a. This position is located in the Office of the C...
Chief Compliance Officer Crypto
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Audit and Compliance Officer
The Office of the Chief Financial Officer (OCFO) whose mission is to enhance the fiscal and financial stability, accountability and integrity of the Government of the District of Columbia is in search of a Audit and Compliance Officer. The incumbent is responsible for administering the OLG's regulat...
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
DC Grants Policy and Compliance Strategy Lead
Grants Policy and Compliance Strategy Lead (CS-14). Leading grants compliance including making strategic improvements to the monitoring framework,. ...
Chief Compliance Standards and Risk Officer
Chief Compliance Standards and Risk Officer. This position will create, maintain, and continuously improve a formal and proactive compliance program that enables ATF's compliance with the letter and spirit of laws, regulations, rules and policies that govern ATF activities. It will promote a culture...
Data Compliance and Monitoring Specialist
Office of the Chief Financial Officer (OCFO). The Office of the Chief Financial Officer (OCFO) whose mission is to enhance the fiscal and financial stability, accountability and integrity of the Government of the District of Columbia is in search of a. This position is located in the Office of the C...
Deputy Chief Compliance Officer for CFTC Regulated Exchange
Assist the Chief Compliance Officer in developing and implementing compliance policies and procedures to ensure adherence to regulatory requirements. Deputy Chief Compliance Officer for CFTC Regulated Exchange. We are seeking a highly skilled and experienced Deputy Chief Compliance Officer to join o...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Information Technology Infrastructure Manager
This position is located in the Office of the Chief Financial Officer (OCFO), Office of the Chief Information Officer (OCIO). Office of the Chief Financial Officer (OCFO). Office of the Chief Financial Officer, Human Resources Division, located at 1101 4th Street, SW, Suite W220, Washington, DC 2002...