Ecomms Compliance Officer
A company is looking for a Compliance Officer - Ecomms and Technology Surveillance.Key ResponsibilitiesAct as a compliance risk control subject-matter expert for ecomm communications policiesReview ecomm communications, conduct analysis, and identify suspicious activitiesPartner with compliance directors and stakeholders to identify potential misconduct and provide input on issue dispositionRequired QualificationsBachelor's degree or experience in a financial services firm, regulatory organization, or legal / consulting firmWorking knowledge of securities industry regulationsExperience with a Broker Dealer or FINRA is preferredProficiency in Bloomberg Vault or other ecomm retention platforms is preferredExperience with complex databases and data analytics is preferred
Estate Planning Assistant General Counsel
A company is looking for an Assistant General Counsel, Product to bridge the gap between product innovation and legal compliance in estate planning. ...
Regional Chief Operating Officer
The American Red Cross is currently seeking a Regional Chief Operating Officer to support the Central and Southern Ohio Region. Perform all duties and responsibilities in compliance with standard operating procedures and other applicable Federal, State and local regulations. Establish operating poli...
Senior Research Compliance Analyst
Senior Research Compliance Analyst (Research Compliance Analyst 3) under the direction of the Senior Director, Research Compliance, within the College of Medicine's (COM) Office of Research; supports, promotes, and ensures legally compliant and ethical research practices; collaborates with researche...
Desktop Governance Risk & Compliance Analyst -- CGRC / Comptia Required ( 100 % REMOTE ) ----- LOCALS ONLY PLEASE
Enterprise Technology Services Analyst Contractor – (Desktop Governance & Compliance Operations). We seek a highly skilled and motivated analyst with primary responsibilities supporting audit and risk compliance, governing new software, and rationalizing applications. Desktop Governance & Compliance...
Human Resources Compliance Manager
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
Compliance and Training Specialist
Compliance and Training Specialist. Compliance and Training Specialist. What will I do as a Compliance and Training Specialist. Requirements for a Compliance and Training Specialist with Lutheran Social Services:. ...
Payments Division Compliance Manager
Sutton Bank is seeking a Compliance Manager to support its growing, nationwide, consumer card payment activities and third-party fintech relationships, with a strong emphasis on prepaid card products. Certified Regulatory Compliance Manager (CRCM) is a plus, but not required. Reviews multi-channel m...
Vice President, Assistant General Counsel - Marketing Legal
As a Vice President, Assistant General Counsel - Marketing Legal in the Marketing Legal team, you will provide trusted advice to the Marketing, Communications, Brand and Paid Media teams. Experience drafting, negotiating and advising on general matters relating to digital media, marketing and advert...
OPOTA-Certified Armed Security Officer
Responsible for site-specific duties and tasks based on assignment, which may include customer service, loss prevention, retail security, lobby/visitor reception, service/freight elevator security, loading dock security, and/or a variety of other safety and security roles. OPOTA-Certified Armed Secu...
Banking Compliance Manager
The Consumer Compliance Manager role leads Crowe’s regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation. Demonstrated experience overseeing and performing regulatory compliance reviews or providing other compliance managemen...