Market Surveillance Compliance Analyst

VirtualVocations
Washington, District of Columbia, United States
Full-time

A company is looking for a Compliance Analyst, Market Surveillance.Key ResponsibilitiesMonitor market surveillance activity using industry-leading tools and platformsConduct market surveillance to identify and report attempts of insider dealing or market manipulationCollaborate with various teams to enhance data and reporting processesRequired QualificationsBA / BS in a related technical field or equivalent practical experience2-3 years of experience in market surveillance, trade surveillance, or a closely related fieldStrong regulatory knowledge of US AML requirements for financial institutionsFamiliarity with commonly used trade surveillance and reporting tools is a plusProfessional AML / ATF compliance training or accreditation is a nice to have

11 days ago
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