Market Surveillance Compliance Analyst

VirtualVocations
Washington, District of Columbia, United States
Full-time

A company is looking for a Compliance Analyst, Market Surveillance.Key ResponsibilitiesMonitor market surveillance activity using industry-leading tools and platformsConduct market surveillance to identify and report attempts of insider dealing or market manipulationCollaborate with various teams to enhance data and reporting processesRequired QualificationsBA / BS in a related technical field or equivalent practical experience2-3 years of experience in market surveillance, trade surveillance, or a closely related fieldStrong regulatory knowledge of US AML requirements for financial institutionsFamiliarity with commonly used trade surveillance and reporting tools is a plusProfessional AML / ATF compliance training or accreditation is a nice to have

11 days ago
Related jobs
Promoted
VirtualVocations
Washington, District of Columbia

A company is looking for a Compliance Analyst, Market Surveillance Tuning. ...

Promoted
Absolute Business Solutions Corp (ABSC)
Washington, District of Columbia

ABSC is seeking a Test Evaluation Technical Project Manager with a TS/SCI clearance in support of the NGA mission in Washington, DC. This role serves as a technical advisor and project manager in support of the maturation and integration of test and evaluation efforts across the AI/ML program. ...

Promoted
VirtualVocations
Washington, District of Columbia

A company is looking for a Healthcare Business Analyst (Remote) to analyze financial and operational performance metrics to guide strategic decisions. ...

Promoted
Fusion Technology LLC
Washington, District of Columbia

This role will be responsible for auditing a suite of 36 modules for accessibility compliance. ...

Promoted
Integrity Management Consulting, Inc
Washington, District of Columbia

The Program Manager Senior will be responsible for overseeing the execution of Task 4: Program/Project Management and providing high-level administrative support to key stakeholders and department leaders within the Knowledge Management Office (KMO). Lead the planning, implementation, and tracking o...

Promoted
Imagine One Technology and Management Ltd
Washington, District of Columbia

Performs business case analyses on proposed projects or initiatives, following the DoD Product Support Business Case Analysis Guidebook and/or the DON Standard Business Case Analysis Template, including software cost estimating activities as necessary. Bachelor's degree in Business or a related fiel...

Promoted
Logistics Management Institute
Washington, District of Columbia

LMI seeks a skilled Business Process Analyst (Mid-Level) to support a CBP PMO in the National Capital Region. LMI is a consultancy dedicated to improving the business of government, drawing from deep expertise in advanced analytics, digital services, logistics, and management advisory services. Busi...

Promoted
Ladgov
Washington, District of Columbia

As a Project Manager for Life Safety System Programs, you will be responsible for planning, executing, and overseeing projects related to life safety systems, including fire alarm systems, access control systems, emergency lighting, and more. Project Manager - Life Safety System Programs. Project Ma...

Promoted
Azad Technology Partners
Washington, District of Columbia

Join AZAD Technology Partners as an Operations / Business Analyst and provide analytical support to the Strategic Asset Strategy function within operational engineering of a high security 24/7 energy utility organization. ...

Promoted
Guidehouse
Washington, District of Columbia

Project Management Professional (PMP) certification, master’s degree in project management, or equivalent is required. IT Project Management (Digital). Provide project management support as a direct report to the PMO Director with collaboration responsibilities with the Environmental Protection Agen...