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Senior Compliance Analyst

VirtualVocations
Buffalo, New York, United States
Full-time

A company is looking for a Senior Compliance Analyst to support compliance consulting services for financial regulations.

Key ResponsibilitiesProvide registration and compliance services consulting to clientsAssist in the preparation and tracking of compliance-related documentation and trainingCollaborate with Compliance Consultants on projects and maintain internal compliance documentsRequired QualificationsBachelor's degree or equivalent experiencePrior brokerage, compliance, or financial services experience requiredSeries 7 and 24 licenses are a plus

18 days ago
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