Description
This candidate will support the Quality Assurance team in mitigating risk across the Global Banking & Global Markets Anti-Money Laundering (GBAM AML) organization and program.
The position is within Quality Assurance organization. Provide support for monthly control execution within a LOB and directly supports execution and management of the ILQA Program through various initiatives to drive process improvements and control performance sustainability.
This role requires a strong operational risk and compliance background, Risk Framework (QA Standard) knowledge, understanding of AML requirements and testing across multiple Jurisdiction.
Acts as an ambassador of the risk culture and will support testing inspections, control oversight and execution.
Responsibilities may include :
- Conduct or coordinate quality Inspection reviews to ensure associate performance and control effectiveness
- Execute Quality Assurance activities including control execution, case assignment, and results reporting in a timely manner
- Support initiatives to enhance Quality Assurance program success
- Provide support on Regulatory Exams, Internal Audits and other Monitoring & Inspection reviews
- Capture data and information relevant to inspection metrics to support governance activities for dashboard reporting
Required Skills :
- 2 or more years in one or more of the following areas : Quality Control / Assurance Testing, Process Risk Control (PRC), Risk Control Self-Assessment (RCSA), Internal audit, Risk management, Process improvement, Compliance, Front line control role, or similar business control experience
- Ability to critically think and problem solve when escalations arise
- Strong communication abilities, organizational skills, and attention to detail
- Strong research and analytical skills Ability to prioritize effectively, a self-starter, organized, capable of performing work independently with minimal direction.
- Proficient computer / software skills - Experience with Microsoft Word, Excel, Power Point, Outlook, SharePoint, etc.
Desired Skills :
- ACAMS Certification
- KYC / CIP / CDD knowledge or experience
- Working knowledge of Risk, Quality Control / Assurance Framework
- Knowledge or experience with Anti-money Laundering concepts / regulations
- Previous work experience in one or more of the following areas : risk, compliance, audit, operations and / or controls
- Foundational knowledge of general bank policies, specific to data and privacy
- Bachelor’s degree in related field or equivalent work experience
Shift :
1st shift (United States of America)
Hours Per Week :
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