Compliance Officer - Investor Services
A company is looking for a Compliance Officer - Investor Services (Remote).Key ResponsibilitiesAnalyze external laws and internal processes to ensure regulatory compliance and recommend necessary changesServe as a liaison between examiners, regulators, auditors, and internal teams during compliance examinationsPrepare reports for management on compliance reviews, legal changes, and new regulationsRequired QualificationsBachelor's Degree and 5 years of experience in Compliance, Legal, or Audit OR High School Diploma / GED and 9 years of experience in Compliance, Legal, or AuditValid Series 7 & 24 licensingCertified Regulatory Compliance Manager (CRCM) designation preferredCertified Regulatory and Compliance Professional (CRCP) & ACAM designations preferredValid Series 63, 65, or 66 licensing preferred
Sr. IT Security Compliance Analyst
IT Security Compliance AnalystLeading Central North Dallas company has an immediate need for a Sr. IT Security Compliance Analyst. Execute compliance/audit activities assigned in relation to Sarbanes Oxley (SOX), IT Control Framework, Payment Card Industries (PCI), relevant cybersecurity frameworks,...
Senior Contracts & Compliance Analyst - Veterans Evaluation Services
The Senior Contracts & Compliance Analyst is responsible for leading the analysis of contract issues, develop solutions, draft contract documents, and review Service Level Agreements for compliance. Maximus is currently hiring for a Senior Contracts & Compliance Analyst to join our Veterans Evaluati...
Compliance Analyst - Hybrid
In addition, the Compliance Analyst will assist with ensuring Business Continuity Plans are documented and other projects as needed. This role is responsible for engaging with business stakeholders to co-develop internal control improvement plans, assess and monitor compliance across various busines...
Compliance Analyst
As a Compliance Analyst, you'll support the Senior Vice President of Compliance and Secretary in managing key compliance and regulatory functions. Our client located in Dallas, TX is in need of a Compliance Analyst with Life Insurance Industry experience. Compliance Analyst Background Profile. Revie...
Compliance Ortho Analyst
MB2 Dental, a first-of-its-kind Dental Partnership Organization (DPO) founded in 2007 and based in Carrollton, TX, is actively hiring a Compliance Orthodontic Analyst This is an excellent opportunity to work in a highly collaborative team while independently managing multiple job tasks and responsib...
QA Analyst / Risk and Controls Tester (controls, compliance, & testing) - Jacksonville, FL
VP - QA Analyst / Risk and Controls Tester / Enterprise Workforce Management Controls Testing. Compliance, controls, and testing focus. Be part of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, timely and in acc...
DC Compliance Analyst
Today, we are helping companies take on some of the world’s most critical and complex issues, including retirement funding and healthcare financing, risk management and regulatory compliance, data analytics and business transformation. ...
Compliance Testing Analyst
The Compliance Analyst will be responsible for the execution of second-line compliance monitoring and testing and risk identification to ensure compliance with state and federal consumer protection laws and regulatory requirements as well as the Companies policies and procedures. Position at America...
Compliance and Operational Risk Testing Analyst Senior
We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule from one of our regional offices. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the Chief Fina...
Emerging Sales Associate - August 2025
Plano 5 (31065), United States of America, Plano, Texas.Emerging Sales Associate - August 2025.If you are planning to graduate college, or have recently graduated, and have a natural born savvy, ambitious with an entrepreneurial spirit, jump start your career with #15 on Fortune’s 100 Best Companies...