Audit Supervisor : Global Financial Crimes - Economic Sanctions

Genesis10 is currently seeking an Audit Supervisor : Global Financial Crimes Economic Sanctions with our client in the financial industry located in Plano, TX.

This is a full-time position.

Responsibilities :

• Responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs)
• Independently designing and executing audit tests, assessing issues for business impact and recommending severity ratings, and establishing business partner relationships
• Evaluating the control environment, fostering an inclusive work environment, applying product, business, and technical expertise, and supporting team members with development
• Executes the assigned areas of audit work, providing day to day coaching and guidance to teammates
• Demonstrates strategic thinking and supports change
• Delivers timely audit work within quality standards and conformance to audit policies and procedures
• Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends
• Drafts quality and timely audit issues and reports
• Exercises critical thinking and judgment to effectively influence management to improve the control environment
• Responsible for day to day coaching, mentoring, and performance feedback
• Fosters an inclusive work environment
• Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and leverages automation and innovative methods in a timely and high quality manner
• Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
• Provides input on draft audit reports and shares audit results with business leaders
• Supports the development of peers and teams through on-the-job-training and fosters an inclusive work environment
• Establishes business partner relationships, primarily with line management, to develop business knowledge
• Uses innovative tools to complete audit activities more efficiently (e.g., testing)
• Perform sanctions audits at the enterprise level as well as other diverse lines of business and specialty areas
• Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and providing timely responses to inquiries
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery
• Communicate the results of audit projects to management (written reports / oral presentations)
• Establish and build working relationships with internal and external management
• Perform sanctions risk assessments of business activities, potential risks exposures, and materiality of loss

Requirements :

• Bachelor's degree
• Minimum 3 years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and internal policies
• Minimum 3 years of experience conducting Economic Sanction audits, Risk Management audits, Compliance audits or a combination
• Minimum of 3 years of experience in Audit, Compliance, Risk, Business Controls, or other related experience
• Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
• Exceptional analytical and critical thinking abilities; able to develop and convey a point of view
• Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude
• Able to thrive in a dynamic team environment
• Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines
• Desire to learn and teach others, high energy, positive attitude
• Proficiency in Microsoft Office products
• Experience with economic sanctions related risks and a solid business understanding of financial services industry, especially those associated with correspondent banking, corporate banking, treasury management and capital markets conducting sanctions reviews
• Experience in US financial crime regulations including OFAC
• Demonstrates experience in managing integrated internal audit and assurance delivery
• Effective influence skills in communicating findings
• An articulate and effective communicator, both verbally and in writing
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management
• Audit Planning
• Internal Audit Review experience
• Issue Management
• Risk Management
• Attention to detail
• Automation skills
• Business acumen
• Project Management
• Technical documentation
• Coaching skills
• Relationship building skills

Desired Skills :

• Master's degree in Auditing, Master's degree in Accounting, Master's degree in Finance, or Master of Business Administration
• Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

If you have the described qualifications and are interested in this exciting opportunity, please apply

For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client.

Benefits of Working with Genesis10 :

• Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
• The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
• Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
• Behavioral Health Platform
• Medical, Dental, Vision
• Health Savings Account
• Voluntary Hospital Indemnity (Critical Illness & Accident)
• Voluntary Term Life Insurance
• 401K
• Sick Pay (for applicable states / municipalities)
• Commuter Benefits (Dallas, NYC, SF)
• Remote opportunities available
30+ days ago