About the Company :
Our client is a global asset manager with over $570 billion in AUM with investment expertise in areas such as multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.
The Senior Analyst will be part of the firm’s compliance department.
Responsibilities :
- Manage the development, implementation, and testing of compliance policies as well as aiding with compliance examinations, surveillance, and training
- Prepare regulatory filings, maintain records, and oversee various service providers
- Collect and assemble materials for fund Board of Directors meetings and work closely with board members
- Be involved in the firm’s compliance program under Rules 38a-1 of the Investment Company Act and 206(4)-7 of the Investment Advisers Act
Requirements :
- Bachelor’s degree required
- 2-5 years of work experience with an investment advisor or broker-dealer
- Working knowledge of the Federal securities rules and regulations
Salary Range : $80,000-$110,000
$80,000-$110,000
Senior Financial Analyst
Assist with providing financial analysis and consulting to senior Finance leadership. ...
Senior Contract Analyst
The expectation is that Senior Contract Analysts will have demonstrated capable performance in a Contract Analyst role for a period of 2-3 years, or will have equivalent experience for the same amount of time outside of Premier. ...
Senior Financial Analyst - Core Administration
Reporting to the Chief Financial Officer, the Senior Financial Analyst provides support and analysis for day-to-day activities. The candidate will interact with the Divisions, as well as with Department Senior Management. Prepare monthly and ad hoc clinical reporting statements for distribution to t...
Senior FP&A Analyst
AmTrust Financial is seeking a motivated Senior Financial Planning & Analysis (FP&A) Analyst to join our Finance team, with a focus on supporting Global Technology & Operations (GTO). ...
Senior Project Analyst - Operations
A company is looking for a Limited Service Senior Project Analyst - Operations. ...
Expense Management Senior Lead Analyst- SVP/C14
The role is a senior management level position responsible for providing management with an analysis and insight of Citi's financial results in coordination with the broader Finance team. Excellent communication skills required in order to negotiate internally, often at a senior level. Prepare/prese...
Senior Payroll Analyst
A company is looking for a Senior Payroll Analyst. ...
Senior Remediation Support Analyst
Grow your career as a Senior Remediation Support Analyst with an innovative global bank in New York, NY. ...
Senior HRIS Analyst - Reporting Analytics
A company is looking for a Senior HRIS Analyst - Reporting & Analytics. ...
Senior Analyst
The Senior Analyst will be part of the firm’s compliance department. ...