Compliance & Operational Risk Analyst

UBS Financial Services, Inc.
Nashville, TN
Full-time

Are you ready to work in the second line of defense for a top international financial institution? Are you highly interested in risk and compliance frameworks?

Are you interested in enhancing your compliance knowledge and skills? Do you work well as a member of a team?

We are looking for a Compliance & Operational Risk Analyst to :

  • assist with governance processes and maintenance of key compliance documents for the Americas region
  • ensure minimum standards are maintained for key documents
  • digest and comprehend complex topics
  • provide key metrics for reporting to senior management
  • respond to a wide range of inquiries
  • work with subject matter experts across the second line of defense
  • provide intermittent support to Compliance Training team
  • participate in strategic projects under the Combined US Operations (CUSO) Compliance Program
  • take the initiative in learning and applying new skills
  • 30+ days ago
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