Internal Audit - ERM Assurance Program Office, Sr. Audit Manager-New York

Description for Internal Candidates

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions,ernments, and individuals.

Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

Wemit people, capital and ideas to help our clients, shareholders and themunities we serve to grow. Our people are our greatest asset - we say it often and with good reason.

It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public.

We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office

INTERNAL AUDIT

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm'spliance with laws and regulations, and advising management on developing smart control solutions.

Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

WHAT WE LOOK FOR

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures.

We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

YOUR IMPACT

As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm'sernance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures.

In doing so, internal Audit :

• municates and reports on the effectiveness of the firm'sernance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm's control culture and conduct risks
• Monitors management's implementation of control measures

Goldman Sachs Internal Auditprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists.

We are organized into global teamsprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.

RESPONSIBILITIES

• Develop and maintain an in-depth understanding of the Firmwide Enterprise Risk Management Uplifts Program including its objectives, keyernance and oversight structures
• Partner closely with relevant Directors of Audit and their respective teams to support timely and coherent delivery of the independent validation of keymitments critical to the Firmwide Enterprise Risk Management Uplifts Program
• Review, support and facilitate updates and reviews with Internal Audit senior leadership, stakeholders and regulators, as required
• Plan and develop audit workprogram and test plan to ensure audit fieldwork is risk-based focused
• Manage the execution of audit testing and ensure documentation meets high quality standards
• Identify risks, assess mitigating controls, and make rmendations on improving the control environment
• Preparemercially effective audit conclusions, and present to IA senior management and business stakeholders

SKILLS AND RELEVANT EXPERIENCE

• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, and relationship management skills
• Strong verbal and writtenmunication skills
• Solid analytical skills
• Strong knowledge of risk management and regulatory expectations at large financial institutions
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
• 10+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
• 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
• Prior experience auditing ERMF and major transformation programs at large financial institutions is a plus
• Knowledge on financial and non-financial risk management is a plus
• Relevant certification or industry accreditation (, CPA, CFA, CIA) is a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, wemit our people, capital and ideas to help our clients, shareholders and themunities we serve to grow.

Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We'remitted to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.

Learn more about our culture, benefits, and people at GS / careers.

We'remitted to finding reasonable amodations for candidates with special needs or disabilities during our recruiting process.

Learn more : / / goldmansachs / careers / footer /

The Goldman Sachs Group, Inc., 2021. All rights reserved.

Goldman Sachs is an equal employment / affirmative action employer Female / Minority / Disability / Veteran / Sexual Orientation / Gender Identity

Salary Range

The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

Benefits

Goldman Sachs ismitted to providing our people with valuable andpetitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience.

A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here .

Job ID 300008227838078