Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that ma...
A company is looking for a Senior Compliance Professional to ensure compliance with governmental requirements for their Medicaid business in South Carolina. ...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains ri...
A company is looking for a Senior Compliance Officer to oversee and manage compliance processes related to investment advisers. ...
This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls im...
A company is looking for a Compliance Officer - Fair Lending Governance. ...
Assist the Chief Compliance Officer in the development, administration, and monitoring of all aspects of the Bank’s Compliance Management Program. Develop and deliver compliance related training to employees, officers and directors. Provide support with compliance auditors and examiners and ensure c...
In this role, you will serve as the organization's Compliance Officer and HIPAA Privacy Officer and manage all corporate compliance functions, including developing, implementing, and maintaining general, HIPAA, and financial services industry compliance programs. Maintain, audit/monitor, and enforce...
Bachelor's degree in law, business, finance, accounting, or related field; ten years of experience in compliance, risk management, audit, or legal roles, preferably in a large and complex organization; and Professional certification in compliance, such as Certified Compliance and Ethics Professional...
In this role, you will serve as the organization's Compliance Officer and HIPAA Privacy Officer and manage all corporate compliance functions, including developing, implementing, and maintaining general, HIPAA, and financial services industry compliance programs. Maintain, audit/monitor, and enforce...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance by 1st line of defense with laws, rules, regulations, and policies. Developing, implementing, and executing compliance testing, continuous assurance, and reporting...
Lead the reporting, escalation, and timely remediation of issues, deficiencie Compliance Officer, Compliance, Officer, Lead, Benefits, Banking, Business Services. Provide compliance risk and regulatory expertise for compliance program elements. ...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product Management** responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or reg...
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manag...
This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls im...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
The Lead Officer will execute horizontal compliance testing and UDAAP testing. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo polici...
This includes but is not limited to monitoring of compliance risk, managing or overseeing compliance issues and identifying compliance weakness by reviewing products, processes, procedures or controls and related documentation and reporting. Establish, own, and manage compliance standards for which ...
Bachelor's degree in law, business, finance, accounting, or related field; ten years of experience in compliance, risk management, audit, or legal roles, preferably in a large and complex organization; and Professional certification in compliance, such as Certified Compliance and Ethics Professional...
The Compliance Officer will be a member of the Global Corporate & Investment Banking Compliance team with the objective of providing compliance support, guidance, and oversight to MUFG Bank’s Global Corporate & Investment Banking (“GCIB”) business unit. The Compliance Officer will assist in the mana...