Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
WHAT IS THE OPPORTUNITY?The Senior Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regul...
A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, iden...
Reporting to the Chief Compliance Officer, the VP- Compliance Officer, will be responsible for developing, implementing, and overseeing aspects of Lendistry’s regulatory compliance program:. We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a st...
A leading alternative investment manager is looking to hire a Compliance Officer. Assist with compliance testing and annual compliance review. An ideal candidate will have prior generalist compliance experience at another alternative investment manager. Draft and update compliance policies and proce...
Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure compliance w...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
Position Overview:</b></p> <p>The Compliance Officer will be responsible for developing, implementing, and monitoring compliance programs to ensure adherence to legal and regulatory requirements. This role will involve evaluating business processes, conducting audits, and providing...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Assistant sought for the Executive Director of Compliance. Draft, redline and edit highly confidential legal compliance documents, personnel documents. Understand the workflow relationships for the Office of the Chief Legal Officer (OCLO), and the agency at large. Collaborate in various legal/compli...
We are seeking a seasoned and strategic Chief Risk and Compliance Officer (CRCO) to lead our risk management and compliance efforts across the organization. Related certifications, such as the Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), or C...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Proactively manage the company’s overall compliance risk management program and staff. Ensure entity-wide compliance with all federal and state laws/regulations. Direct the company’s risk-based compliance monitoring and training programs. ...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
VP Deposit Compliance Officer Job Req. Bankers' Compliance Group, Inc. Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advise in interpreting and un...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Related certifications, such as the Certified Compliance & Ethics Professional (CCEP), Certified Regulatory Compliance Manager (CRCM), Certified Compliance & Ethics Professional (CCEP), or Certified Risk & Compliance Management Professional (CRCMP), are preferred. We are seeking a season...
Lightspark is seeking an experienced Chief Compliance Officer (CCO) to build and lead our compliance function. Provide ongoing training and education to employees on compliance matters, fostering a culture of compliance and ethical behavior. Prepare and present compliance reports to senior managemen...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
VP Deposit Compliance Officer Job Req. Responsible for ensuring the Bank’s compliance with federal regulations and state laws affecting deposit products and related services. Monitor changes in applicable laws and regulations, support and advice in interpreting and understanding deposit laws and reg...