Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
Additionally, you will identify, measure, and escalate compliance issues to the Senior/ Principal Compliance Officer where appropriate. Furthermore, while in this role, you will work with other compliance officers to support business needs, strategize, and develop standards and procedures to assure ...
A company is looking for a VP, Financial Services Risk and Compliance / Chief Compliance Trust Officer in the healthcare financial services sector. ...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Core Compliance, Americas, working closely with other compliance professionals and attorneys. Core Regulatory Compliance Officer. The Compliance Officer's primary responsibilities will in...
We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. Additionally, the BP&A Compliance Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with polic...
With the input and approval of the Board Audit & Compliance Committee, reviews and revises the company’s existing compliance policies and procedures as necessary to implement the compliance program and to identify and address potential areas of vulnerability regarding compliance with Federal hea...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Digita...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
Hebrew SeniorLife has exclusively retained AMN Healthcare to lead a national search to recruit the Chief Compliance Officer. Chief Compliance Officer (CCO). HSL’s enterprise-wide compliance program and ensuring sound and effective compliance operations. The CCO will also serve as a liaison to the HS...
Hebrew SeniorLife has exclusively retained AMN Healthcare to lead a national search to recruit the Chief Compliance Officer. Chief Compliance Officer (CCO). HSL’s enterprise-wide compliance program and ensuring sound and effective compliance operations. The CCO will also serve as a liaison to the HS...
Westwood, Massachusetts; Glen Allen, Virginia; Johnston, Rhode Island; Medford, Massachusetts ....
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
Compliance/Audit Officer – To $150K – Boston, MA – Job # 3357Who We Are. Compliance/Audit Officer role in the Boston, MA market. Compliance/Audit Officer responsibilities include:. Extensive knowledge of compliance risks and experience in building effective compliance programs. ...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...