Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls im...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Additional responsibilities will include meeting the requirements of the Compliance and Audit Committee and the Audit and Compliance Committee of the Board of Directors, which committee shall have input into the Compliance Officer's annual performance review. The Vice President, Compliance Officer w...
A company is looking for a Compliance Officer - Consumer Default Management. ...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Prepares periodic reports concerning ongoing compliance with Fair Banking regulations. Reviews procedures in the business line to ensure compliance with applicable Fair Banking laws and regulations. Leads or assists in ongoing Fair Banking risk assessments based on lines of business and by CRA and F...
The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Chief Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Directo...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
Lending Compliance & Risk Officer,. Executes Compliance and Risk Program requirements such as regulatory change management, risk assessments, issue management, third party risk management, training, metrics and reporting. Provides subject matter expertise to business partners on how to mitigate ...
We are assisting a client in their search for an experienced RN/Corporate Compliance Officer to fill their corporate, enterprise-wide role, serving as a resource to their programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, register...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) with oversight for Citi Branded Cards and Lending strategic initiatives and program delivery activities responsible for assisting with internal strategies, policies, procedures, processes,...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidanc...
Role: Compliance OfficerJob Description • Identification and management of the TPA’s compliance risk. Implementation of the Compliance Plan, such as the implementation and review of specific policies and procedures, compliance risk assessment, and compliance testing. Role reports to Operations Compl...
Additional responsibilities will include meeting the requirements of the Compliance and Audit Committee and the Audit and Compliance Committee of the Board of Directors, which committee shall have input into the Compliance Officer’s annual performance review. The Vice President, Compliance Officer w...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Fortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department. Vice President – Compliance Officer. Conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations. The successful candidate will wo...