A company is looking for a Senior Compliance Officer to oversee and manage compliance processes related to investment advisers. ...
We are seeking a Compliance Officer to maintain and enhance our compliance policies and procedures, ensuring the firm’s adherence to regulatory standards. Proven experience as a Compliance Officer or Compliance Manager within a registered investment advisory (RIA) firm. Professional certification(s)...
A company is looking for a Compliance Officer - Fair Lending Governance. ...
The CO develops, implements, improves, and oversees an effective compliance program to achieve compliance with the Office of the Inspector General’s (“OIG”) Seven Elements of Effective Compliance Program (“Seven Elements”), State and federal law, and industry best practices; identifies functions and...
A company is looking for a Senior Compliance Officer specializing in ETFs and SMAs. ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer is responsible for ensuring overall compliance with all business unit related activities and programs. Serves as the primary compliance contact and is responsible for ensuring overall compliance with compliance requirements. Directs efforts to communicate compliance programs, ...
HR Process and Compliance Associate. Under the supervision of the HR Systems and Process Manager, the HR Process and Compliance Associate is responsible for performing a variety of administrative and technical tasks in the Human Resources department. The HR Systems and Compliance Associate is respon...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpo...
A company is looking for a Director, Corporate Compliance & Privacy/Ethics. ...
A company is looking for a Manager, Anti-Boycott Compliance. ...
A company is looking for a Regulatory Compliance Specialist 4 to support and implement audit programs for cloud infrastructure. ...
A company is looking for a Director/Group Product Manager - Licensing, Tax and Compliance. ...
A company is looking for a Deputy General Counsel to support its growth and streamline operations. ...
A company is looking for a Director of IT R&D Assurance and Compliance to manage IT GCP/GLP/CRO/RWE Assurance and Compliance. ...
A company is looking for a Deputy General Counsel - Healthcare & Online Privacy. ...
A company is looking for a Policy & Compliance Operations Associate (Remote). ...
A company is looking for a Compliance and Data Analyst I to ensure regulatory adherence and support data analysis for compliance-related tasks. ...
A company is looking for a Compliance Operations Analyst to support compliance operations and processes related to legal and regulatory requirements. ...
A company is looking for a Senior Information Systems Security Officer (ISSO) to oversee cybersecurity and information assurance for enterprise systems. ...
A company is looking for a Director, Compliance Advisory to manage and grow client accounts and strategic relationships for Legal Solutions. ...
A company is looking for a Trade Compliance Specialist to provide analytical and organizational support related to customs and trade compliance. ...