This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls im...
A company is looking for a Compliance Officer. ...
Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regula...
A company is looking for a Compliance Officer - Consumer Default Management. ...
The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment teams. Responsible for Integration of both Compliance Testing and Compliance Monitoring applications. Engage with ICRM Data and Syste...
The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
The Chief Compliance Officer will be responsible for designing, developing, and assessing the implementation of Copart, Inc. Copart’s culture of compliance. The CCO will set corporate compliance strategy in close coordination with Copart’s senior leadership. The successful candidate will have 10+ ye...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Chief Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Directo...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Prepares periodic reports concerning ongoing compliance with Fair Banking regulations. Reviews procedures in the business line to ensure compliance with applicable Fair Banking laws and regulations. Leads or assists in ongoing Fair Banking risk assessments based on lines of business and by CRA and F...
Lending Compliance & Risk Officer,. Executes Compliance and Risk Program requirements such as regulatory change management, risk assessments, issue management, third party risk management, training, metrics and reporting. Provides subject matter expertise to business partners on how to mitigate ...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance by 1st line of defense with laws, rules, regulations, and policies. Developing, implementing, and executing compliance testing, continuous assurance, and reporting...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office's compliance needs. More than 10 years of experience in wealth management industry required, focused on operations and compliance, and possessing a deep understanding of the operational and compliance fu...
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manag...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The SVP, Compliance and Risk Officer , Hub Retirement and Private Wealth ("RPW"), will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with the RPW and RPW senior leadership to collectively support the g...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...