A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
Under general supervision of Compliance Manager, responsible for effective interpretation and monitoring of the Georgia Board of Regents' policies regarding conflicts of interest (COI) and Georgia Tech's COI policies, Georgia laws, and federal regulations, and of employee codes of conduct related to...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
A company is looking for a Compliance Officer. ...
Establishing compliance standards and procedures to mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such standards. Lead the implementation and direct an effective compliance risk management prog...
Take full ownership of our compliance program with the aid of our General Counsel and outside compliance resources to maintain a best-in-class and proactive compliance program. We are hiring an experienced executive to be our Chief Compliance Officer. In this role, you will play a crucial part in en...
Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Ideal candidate will have Volcker compliance program knowledge/ex...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
Risk and Compliance Officer: Responsible for designing, organizing, coordinating and implementing the Risk Management Program with the objective of controlling and minimizing loss to protect the human, physical and fiscal assets of the organization. ...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
The Chief Ethics and Compliance Officer serves as an administrative officer for the Office of General Counsel (OGC). This person will oversee the ethics and compliance workstream and be a consultative collaborator across the institution. Oversee functions such as conflicts of interest, export contro...
You will work with Arkadios executive management and assist in building compliance procedures and processes to navigate Arkadios in its heavily regulated industry. In partnership with other members of the Compliance Department, develop and refine control testing on all procedures. Develop and implem...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
Perform performance improvement activities, coordinate and/or instruct classes for the ALS Program under the guidance of the Corporate Director of EMS and Program Medical Director.This will include Cumberland County EMS and Life Link Critical Care Transport of Cape Fear Valley Health System, Cumberl...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Job Title:*l Compliance Officer</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec0cc55">**Company:** Augmentjobs</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec...