Experience in the areas of hazard identification, safety compliance, and sustainability. ...
As a compliance officer, you'll be responsible for developing and implementing a comprehensive compliance program that safeguards the organization from legal and financial risks. Do you have a strong understanding of regulations and a passion for ensuring an organization operates ethically? If s...
Experience in the areas of hazard identification, safety compliance, and sustainability. ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
Experience in the areas of hazard identification, safety compliance, and sustainability. ...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Administer and maintain Rule 206(4)-7 compliance policies and procedures and execution of a continuous compliance calendar pursuant to the Rule and DCS’s overall compliance program Facilitate and enforce all facets of the compliance program to protect the client from legal and regulatory risk. Dinsm...
Regulatory Compliance Officer who provides regulatory expertise to assure research protocols are in compliance with university, state and federal regulations across research groups managed by the College of Medicine's CTMO (Clinical Trials Management Organization); participates in development and im...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. VP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lead...
Regulatory Compliance Officer who provides regulatory expertise to assure research protocols are in compliance with university, state and federal regulations across research groups managed by the College of Medicine's CTMO (Clinical Trials Management Organization); participates in development and im...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
BCforward is seeking a highly motivated and experienced Compliance Analyst. Perform an independent assessment of the design and effectiveness of controls executed by Corporate Functions and Lines of Business through Monitoring and Testing activities to validate compliance with internal policies and ...
The American Red Cross is currently seeking a Regional Chief Operating Officer to support the Central and Southern Ohio Region. Perform all duties and responsibilities in compliance with standard operating procedures and other applicable Federal, State and local regulations. Establish operating poli...
Provide guidance to various departments regarding compliance issues and implementation of new compliance requirements with respect to regulatory and contract language. Manage and implement strategies to ensure successful maintenance and implementation of compliance programs that meet regulatory requ...
The Associate General Counsel will coordinate with SOPEC’s General Counsel to provide expert and strategic legal advice to the executive team on a variety of legal topics, including contracts, legislation preparation, and research. The Associate General Counsel reports to the General Counsel. ...
Summary: Seeking a Compliance Associate to monitor and analyze the distribution of controlled substances, ensure compliance with federal and state regulations, and handle customer inquiries. Perform trend analysis and assess customer order history for compliance. Benefit offerings available for our ...
Receptionist Security Officer in Westerville, OH at Securitas Security Services USA Location *. Security Officer** position helps maintain a safe and secure environment for our clients by actively monitoring the premises, including patrolling a variety of locations. Frequently our Security ...
The Assistant Director of Compliance will partner with key stakeholders to identify, analyze and mitigate the company's compliance risk, create transparency into the company's compliance risk profile, and assist stakeholders in prioritizing their risk mitigation efforts. Assistant Director - Complia...
As a Compliance Technical Director, you will collaborate to ensure that business operations are conducted in compliance with regulatory, legal and organizational requirements. Other responsibilities will include working closely with the P&C Chief Compliance Officer and his leadership team on ini...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Compliance and Training Specialist. Compliance and Training Specialist. What will I do as a Compliance and Training Specialist. Compliance and Training Specialist with Lutheran Social Services:. ...
As a Wealth Management Financial Products and Regulatory Attorney - Executive Director, Assistant General Counsel within our Wealth Management Legal team, you will provide critical analysis and discussion of wealth management-specific regulatory issues, ongoing support of investment products distrib...
Associate General Counsel - Commercial Lending. Prepare and update standard forms and procedures and manage outside counsel relationships;. Licensed to practice law and in good standing in the state/jurisdiction in which the position is based or otherwise in compliance with the in-house counsel regi...