SkyWater Search Partners has been retained by a US-based agriculture, energy and industrial products company to find its next General Counsel and Chief Compliance Officer. The GC will be tasked with legal, compliance, and corporate secretary duties for the Company, so a strong background in those ar...
This position reports to the Optum Compliance Officer and will partner closely with the other Optum business compliance leaders and enterprise compliance leadership teams. Accountable for the overall Optum Financial and Optum Bank compliance function, supported by the Optum Bank compliance team, to ...
This position reports to the Optum Chief Compliance Officer and will partner closely with the other Optum business compliance leaders and the UHC and UHG compliance leadership teams. Accountable for the Optum Health compliance function, supported by non-integrated compliance teams, to deliver an eff...
Will review Bank’s policy and procedures for compliance and act as the bank’s Bank Secrecy Act (BSA) Officer. Develops, administers and monitors the Bank’s compliance program to ensure the bank’s compliance with laws, regulations and rules governing banking. Responsible for compliance review and aud...
This position reports to the Optum Compliance Officer and will partner closely with the other Optum business compliance leaders and enterprise compliance leadership teams. Accountable for the overall Optum Financial and Optum Bank compliance function, supported by the Optum Bank compliance team, to ...
This position reports to the Optum Chief Compliance Officer and will partner closely with the other Optum business compliance leaders and the UHC and UHG compliance leadership teams. Accountable for the Optum Health compliance function, supported by non-integrated compliance teams, to deliver an eff...
Lead the Optum Insight compliance team in partnership with the enterprise compliance team to ensure an effective compliance program designed to detect, prevent and correct compliance issues including:. This position is an impactful and strategic role for Optum Insight leading a team of compliance pr...
This person performs compliance reviews of each business unit's activities related to compliance with all applicable laws and regulations based on established compliance program. This person reviews marketing materials to ensure compliance with all applicable laws and regulations, answers compliance...
The Senior Compliance Officer is the “owner” and subject matter expert of regulation or business-area specific enterprise-wide compliance programs. This role performs a key function by advising on compliance processes and compliance-related issues and providing guidance, support, and advice to manag...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MN ID67200. ...
The Lead Officer will execute horizontal compliance testing and UDAAP testing. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo polici...
This position reports to the Optum Compliance Officer and will partner closely with the other Optum business compliance leaders and enterprise compliance leadership teams. Accountable for the overall Optum Financial and Optum Bank compliance function, supported by the Optum Bank compliance team, to ...
Minneapolis is looking to hire a full-time Compliance Officer to join our team. We are looking for an individual that will use their background in accounting or finance and passion for compliance to oversee our corporate compliance strategies. A DAY IN THE LIFE OF A COMPLIANCE OFFICER. Sufficient co...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MN ID68213. ...
We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. The ideal candidate for the Senior Compliance Officer, Operations, IT, Finance role will be experienced in building strong rela...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer MN ID68236. ...
This position reports to the Optum Compliance Officer and will partner closely with the other Optum business compliance leaders and enterprise compliance leadership teams. Accountable for the overall Optum Financial and Optum Bank compliance function, supported by the Optum Bank compliance team, to ...
This position closely collaborates with the OU Compliance Officers and OUs to identify emerging risk areas as well as areas needing further compliance support; suggests tools and other solutions to support standardization and optimization of the CO roles; provides the initial compliance analysis and...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Accountable for the Optum Health compliance function, supported by non-integrated compliance teams, to deliver an effective compliance program designed to detect, prevent and correct compliance issues including: Develop, implement, and update as needed policies, procedures, processes, and best pract...