Compliance Officer: salario promedio en Littleton, CO in 2024
Descubre cuál es el salario promedio como Compliance Officer en Littleton, CO
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Senior Compliance Officer - ETFs
A company is looking for a Senior Compliance Officer specializing in ETFs and SMAs. ...
Chief Compliance Officer
Chief Compliance Officer (CCO) – SEC-Registered Investment Adviser. Crescat Capital is seeking an experienced and motivated Chief Compliance Officer (CCO) to join our team. Oversee the firm’s compliance program, policies, and procedures to ensure compliance with SEC regulations. Provide ongoing comp...
Compliance and Data Privacy Officer
A company is looking for a Compliance and Data Privacy Officer (fractional) to lead the development and implementation of a compliance program for medical imaging real-world data. ...
Compliance Officer
We're seeking a dynamic Compliance Officer to join our team, someone with a passion for navigating the regulatory seas and sculpting a compliance framework that stands out. As our Compliance Officer, you will be the sentinel, ensuring that every facet of our business aligns seamlessly with Federal a...
Compliance Officer
A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements. ...
USA Rugby - Compliance Officer
USA Rugby - Compliance Officer. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, regulations, and internal policies. Develop and conduct compliance training programs for staff, coaches, referees, and players to ensure awareness and understanding...
Risk and Compliance Officer
Ensures the Credit Union is adhering to the most recent risk and compliance requirements of the NCUA and other regulatory agencies. Recommends policy changes that will facilitate the Credit Union's compliance program, reduce risk, and reflect related law and regulatory changes. Functions as the Cred...
Vice President Compliance Officer Commercial Banking - Hybrid
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
Fund Chief Compliance Officer - HYBRID
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
USA Rugby – Compliance Officer
USA Rugby – Compliance Officer. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, regulations, and internal policies. Develop and conduct compliance training programs for staff, coaches, referees, and players to ensure awareness and understanding...
Physical Technical Compliance Officer (level III) – TS/SCI w/Poly
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
Senior Vice President Compliance & Risk Officer, Retirement & Private Wealth
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Vice President/BSA Compliance Officer
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
Physical Technical Compliance Officer (level III) – TS/SCI w/Poly
Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
Risk and Compliance Officer
Primary Purpose of Position : Ensures the Credit Union is adhering to the most recent risk and compliance requirements of the NCUA and other regulatory agencies. Recommends policy changes that will facilitate the Credit Union’s compliance program, reduce risk, and reflect related law and regul...
Compliance Officer
Our client, a leading private real estate lender with a robust team and over $350 million in capital, is seeking a Compliance Officer to ensure adherence to all regulations in their mortgage and investment activities. Compliance Officer Responsibilities:. Compliance Officer Qualifications:. Implemen...
Physical Technical Compliance Officer (level III) – TS/SCI w/Poly
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Compliance Officer
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Compliance Officer
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...