Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Additionally, you will identify, measure, and escalate compliance issues to the Senior/ Principal Compliance Officer where appropriate. Furthermore, while in this role, you will work with other compliance officers to support business needs, strategize, and develop standards and procedures to assure ...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
The Compliance & Due Diligence Officer works with the Chief Compliance Officer, Due Diligence Analyst, and the Trading, National Sales, and Marketing teams to complete these due diligence and compliance tasks. Support the Chief Compliance Officer with the administration and maintenance of the firm’s...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Westwood, Massachusetts; Glen Allen, Virginia; Johnston, Rhode Island; Medford, Massachusetts ....
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Deputy US Integrity & Compliance (I&C) Officer (DUSICO) will lead the evaluation and implementation of continuous evolution within the US I&C Program, as well as serve as a strategic business partner and solutions-oriented advisor across an assigned U. The DUSICO will report to and receive guida...
The Department of Behavioral Health and Developmental Services (DBHDS) is seeking a qualified professional to serve as the Healthcare Compliance Officer in the Office of Quality Assurance and Healthcare Compliance. The Healthcare Compliance Officer ensures compliance with regulatory requirements and...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Associate General Counsel will provide legal support related to the real estate acquisition and development of real estate. Coordinate and oversee outside counsel as needed. Prior experience within a law firm and/or as in-house counsel. ...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
Associate General Counsel, Insurance Regulatory. You will work closely with and report to the General Counsel, Long-Term Care. You will provide advice and counsel on a broad array of legal issues affecting Genworth's insurance companies, with focus on its long term care insurance business. Provide s...
Associate General Counsel, Director, Insurance Regulatory. You will work closely with and report to the General Counsel, Long-Term Care. You will provide advice and counsel on a broad array of legal issues affecting Genworth's insurance companies, with focus on its long term care insurance business....
Position: IT SOX Compliance Specialist. IT General and Application Controls compliance efforts. Your expertise in ITGCs, auditing processes, and compliance management will be critical to the success of this role. Ensure all SOX requirements and IT Control Policies are accurately captured and documen...
Audit Manager, Compliance (Hybrid). In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual...
While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. Summary: The Compliance ...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
Ramboll is seeking a highly motivated Manager to lead projects and tasks primarily in regulatory compliance and land use permitting. Provide project strategy, oversight and direction for regulatory compliance, environmental permitting and land use projects. Conduct and prepare permitting alternative...
Senior Audit Manager, Chief Operating Officer (COO)- Tech Audit Team (Hybrid). The Senior Audit Manager, Chief Operating Officer will provide integral support to Capital One's Tech Audit function by implementing business strategy, achieved through developing and maintaining business routines, partne...
Federal, state, and international tax compliance, including managing compliance processes, OneSource system maintenance, gathering information, performing related research, preparing returns and related work papers and documentation, preparing check requests, monitoring due dates and refunds, and pe...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Audit Director, Financial Crimes Compliance (Hybrid). As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming par...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...