Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assess...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Job Title: Specialist, Customer Compliance. The Customer Compliance Specialist will be responsible for creating new customer accounts and maintaining customer information to ensure we are meeting customer expectations. ...
C-TPAT and Customs Compliance program as required by collaborating with key internal stakeholders, 3PL's and Plant Managers (Owned and Contracted. Implement and manage the export/import and customs compliance control policies, procedures and resources through training programs, formal and informal c...
Reviews identified issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
The global market for consumer electronics in 2018 was estimated at Cdn $138B representing a 6% increase over the previous year.All regions made significant gains with further growth of approximately 5% predicted for 2019.The demand for consumer electronics is influenced by many major global trends ...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...
As a member of BARKs Legal Team, the Director & Assistant General Counsel SEC & Compliance, will serve as a strategic legal advisor to the General Counsel. Provide legal support & due diligence for public offerings, mergers, acquisitions, & other partnerships & transactions & manage legal aspects (i...
Senior Compliance Advisory Manager. This position requires close partnership with our financial crime compliance operational and product teams, with opportunities to present to senior stakeholders and shape the strategic direction of the financial crime compliance program. Represent fincrime complia...
Incumbent will collaborate with outside legal counsel on legal matters. Counsel leads efforts to mitigate complex legal risks facing M&T and develops and executes corporate policy and positions on legal issues. This position is responsible for providing strategic analysis and counsel on complex lega...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Oversees the processes and personnel involved in the Governance, Risk and Compliance (GRC) functions of the Information Security Department. Monitors compliance with organizational Information Security polices and regulatory requirements through appropriate training and tracking. Maintains establish...
As a School Security Officer, you will play a critical role in ensuring the safety and security of the students, staff, and guests within the school district. With our continued growth and mission focus we are looking to add School Security Officers to our newly awarded account in Syracuse which wil...
The Assistant General Counsel will work closely and under the direction of the Associate General Counsel & Director (Supply Chain, MCIT and Pharmacy) to manage the contracting workload and processes for SCM and MCIT and other legal activities for NYU Langone Health System (Health System). We hav...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Provide counsel and advice on complex legal matters affecting the organization, and work with representatives from various business lines and support units. Prepare or review more complex materials for external legal counsel. This position is responsible for providing analysis and counsel on complex...