It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
As a Compliance Risk Management Senior Officer within the JPMorgan Private Bank Portfolio Management Group (PMG), you will support the Compliance Lead in implementing the compliance program. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilie...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Security Police Officers are assigned to protect Naval Reactor's Program personnel, property, and information from loss due to theft, diversion, sabotage, or other illegal acts. Security Police Officers screen personnel and vehicles in accordance with approved access procedures to preclude unauthori...
The Associate Director, Procurement Compliance will be responsible for leading a team of Global Procurement Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the following: manageme...
The Senior Manager, Global Procurement Supplier Quality Compliance will be responsible for leading a small team of Global Procurement Compliance professionals that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the fol...
We are currently looking to fill a Senior Quality Compliance Specialist, Quality Assurance position on the Quality Assurance Change Control Team. As a Senior Quality Compliance Specialist, Quality Assurance, a typical day might include the following:. Interpreting compliance and regulatory requireme...
Our Facilities Compliance Specialists ensure cGMP compliance for the Facilities Management Department. We are currently looking to fill a Facilities Compliance Specialist (Technical Writer) position. As a Facilities Compliance Specialist, a typical day might include the following:. Managing and part...
The Associate Director, Procurement Compliance will be responsible for leading a team of Global Procurement Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the following: manageme...
The Senior Manager, Global Procurement – Supplier Quality Compliance will be responsible for leading a small team of Global Procurement Compliance professionals that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the fo...
Wha Compliance Specialist, Benefits, Administrator, Compliance, Specialist, HRIS, Administrative, Construction. ...
As a member of the Corporate Compliance leadership team, the Director of Corporate Compliance participates in building and implementing a compliance strategy that ensures our company has the tools and resources necessary to navigate compliance responsibilities effectively. This role ensures the comp...
Cockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by upholding modern compliance programs. In your second month, you will become an integrated member of...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. ...
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
As a Public Finance Attorney - Vice President, Assistant General Counsel within JPMorgan's legal department, you will be part of a successful, versatile, and well-established team that provides support to the Public Finance business and the Commercial & Investment Bank more broadly. Supervise extern...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
Evaluate and monitor all driver compliance and non-compliance issues, ensuring non-compliance issues are resolved in a timely manner. DOT Compliance Manager and be responsible for overseeing all aspects of development, implementation, standardization, and management of the Transportation Compliance ...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...