As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance, Americas, working closely with other compliance professionals and attorneys. About the RoleThe Compliance Officer will support Wellington Management's complian...
Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer's US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office. This position plays a critical r...
With the input and approval of the Board Audit & Compliance Committee, reviews and revises the company’s existing compliance policies and procedures as necessary to implement the compliance program and to identify and address potential areas of vulnerability regarding compliance with Federal hea...
Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer’s US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office. This position plays a critical r...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
The Legal Counsel & Compliance Officer, Americas will lead the compliance function in the Americas, driving healthcare compliance as well as employment and related compliance activities and will provide legal support across the Sirtex business globally. Lead the compliance function in the Americ...
The Assistant Director, Research Compliance will work under the oversight of Dana-Farber Cancer Institute's VP of Research Integrity, to grow and manage the activities of a high quality, robust, and sustainable research compliance program. ...
The Chief Compliance Officer will also lead the firm's compliance function. The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm. A dynamic and growing SEC registered investment adviser with approximately $7 ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. Additionally, the BP&A Compliance Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with polic...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in designing and implementing compliance contro...