Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
Centura Wealth Advisory, a dynamic, registered investment advisory (RIA) firm serving both high-net-worth and ultra-high-net-worth individuals/families, is seeking an experienced professional to join our Executive Leadership team as the Chief Financial /Operations/Compliance Officer. As the Chief Fi...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
Family Health Centers of San Diego is looking for a Coding Compliance Specialist to perform audits of coding and billing, ensuring compliance with department, state, and federal rules and requirements. May spend a portion of time coding and abstracting clinic medical records, for the purpose of reim...
A company is looking for a Director, Security & Compliance. Key Responsibilities:Coordinate response to security challenges and ensure business continuity and disaster recovery frameworks are in placeEvaluate and provide insights on product security risksBuild and lead audit/compliance efforts acros...
A company is looking for a Law and Regulation Product Form & Application Filing - Sr.Consultant I (Remote) in the United States.Key Responsibilities:Review, prepare, and submit complex filingsDevelop new policies and application forms for filing with insurance departmentsResearch law and regulations...
A company is looking for a Principal, General Counsel for a remote opportunity. Key Responsibilities:Prepare and advise Executives on legal issues and legislative initiativesProvide counsel on legal implications of business operations and resolutionsAssist in setting policies and strategies for ente...
A company is looking for a Compliance Officer. ...
Key Responsibilities:Develop, implement, and maintain AML/BSA compliance programs and policiesManage escalated complaint resolution and issue managementStay updated on AML/BSA laws, regulations, and industry best practicesRequired Qualifications:Bachelor's degree in business, finance, law, or relate...
A company is looking for an Associate Vice President, Assistant General Counsel - Litigation & Government Investigations. Key Responsibilities:Set and own strategy for, manage, and provide advice on litigation, government investigations, and high-risk mattersEngage with and manage outside counsel, c...
A company is looking for a Director of Information Security, Risk, and Compliance. ...
A company is looking for a Global Product Compliance Framework Manager. ...
A company is looking for an Associate Director of Accounting & Fiscal Compliance. ...
A company is looking for a Junior Associate. ...
A company is looking for an Insurance Compliance Director. ...
Key Responsibilities:Lead and coordinate the national program for Affordable Housing ComplianceFoster collaboration among regional affordable compliance leads, develop reporting, and maintain portfolio informationIdentify educational opportunities, assist in analyzing acquisition targets, and promot...
Manager - Information Governance and Regulatory Compliance. ...