Established bank with headquarters in Fairfield County is looking to hire a Chief Compliance Officer with a combination of Consumer Compliance and BSA. Providing compliance training to supplement computer-based training programs, as needed, and ensuring that staff members are assigned to take requir...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The primary responsibilities of the Compliance Testing Officer include:. Managing the firm’s annual compliance testing program. Assist in the development of the firm’s compliance testing program, including testing procedures, methodologies, risk assessments and frequency schedules to comply with rel...
Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations.Administer and manage a regional Code of Ethics programs, across multiple branch offices and investment platforms.In...
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Paid Orientat Security Officer, Officer, Retail, Security. Allied Universal Is Seeking Part Time Security In Stamford, CT For A Deluxe Shopping Center. ...
Job Number 24158702 Job Category Finance & Accounting Location Marriott International HQ, 7750 Wisconsin Avenue, Bethesda, Maryland, United States Schedule Full-Time Located Remotely? Y Relocation? N Position Type Management JOB SUMMARY The Financial Contract Compliance (FCC) department works with v...
Job Overview - Compliance Analyst:. Join our client's team in Stamford, CT, as a Compliance Analyst. Responsibilities as the Compliance Analyst:. Qualifications for the Compliance Analyst:. ...
Join our team at Terex and embark on an exciting opportunity as we seek a skilled and dedicated US Trade Compliance Analyst to contribute to the Global Trade Team. The analyst will be responsible for ensuring timely and accurate filing of US customs entries. The analyst will be the first point of co...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
Position Overview of the Associate General Counsel:. As the Associate General Counsel at BLT, you will play a critical role in managing legal matters related to our real estate business. You will work closely with the General Counsel and other key stakeholders to provide legal guidance and ensure co...
Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. As the Director of Institutional Equities, Options, and Fixed Income Compliance, you will be responsible for overseeing both advisory and trade surveillance func...
The Flex Security Officer will play a crucial role in providing security services to various client sites, with a willingness to work 2nd and 3rd shifts, including weekends. Flex Security Officers Needed!. Job Description: We are currently seeking individuals to join our team as a Flex Security Offi...
Located in Westport, Connecticut, our client is creating a group COO role to facilitate growth across each of its operating businesses, and to institutionalize (and standardize) operating infrastructure, data management, reporting, vendor management, contracting, and compliance. ...
Compliance Associate with 1-3 years of experience. Assist with pre and post-trade investment compliance monitoring activities for client accounts and mutual fund portfolios using EZE Compliance. We are looking for an energetic, organized, detail-oriented individual who is highly motivated and enthus...
We desire to operate an effective, efficient, and agile best in class Regulatory Compliance function capable of adapting to an increasingly challenging, connected, and digital environment. As part of our team, you will lead and operate a fully compliant and efficient Drawback and Export Compliance t...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
Securitas is seeking a Security Officer for a job site in Stamford CT. Frequently our Security Officers will provide customer service and information to a client’s employees and customers. Securitas is a global company that offers the most advanced and sustainable security solutions in the industry....
Manager / Senior Manager, Compliance & Reporting Specialist. Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. KPMG is currently seeking a Manager / Senior ...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Position Overview of the Associate General Counsel:. As the Associate General Counsel at BLT, you will play a critical role in managing legal matters related to our real estate business. You will work closely with the General Counsel and other key stakeholders to provide legal guidance and ensure co...
As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The Partner Tax Preparation Advisors program (PTPA) team is a national team comprised of dedicated tax professionals who serve as trusted advisors that provide tax com...
The Director of Compliance oversees HEI’s compliance programs. Oversees associate compliance with internal policies and standards of practice and leads HEI’s compliance certification program. Works closely with compliance entities across multiple disciplines to coordinate efforts and ensure a seamle...