A company is looking for a Compliance Officer - Ecomms and Technology Surveillance. ...
Fair Banking Compliance Officer. Fair Banking Compliance Officer. Prior experience with working at a large bank or similar organization, preferably in a Compliance. Fair Banking Program to ensure the organization is operating in compliance with fair lending, anti-predatory and unfair, deceptive and ...
A company is looking for a Chief Compliance Officer to support its mission of democratizing the AI revolution in a compliant manner. ...
SVP, Chief Compliance and Legal Officer. ...
A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements. ...
Fair Banking Compliance Officer. Fair Banking Compliance Officer. Prior experience with working at a large bank or similar organization, preferably in a Compliance. Fair Banking Program to ensure the organization is operating in compliance with fair lending, anti-predatory and unfair, deceptive and ...
Compliance Officer (Regulatory). The successful candidate will be responsible for ensuring that all company operations are conducted in compliance with ethical practices, legal standards, and regulatory requirements. Monitor and analyze regulatory updates and changes to ensure all compliance policie...
Resolves issues and implements solutions to address SBE non-compliance; identifies and communicates non-compliance issues to appropriate Departments in a timely manner. Works closely with Purchasing Department, Auditor’s Office, County Clerk’s Office and Information Technology Department to ensure d...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer leads and directs the entire organization’s regulatory and compliance programs. The company is continuously growing and seeking a nursing leader to join the administrative team to lead the regulatory and compliance standards/initiatives. Develops, revises and monitors policies...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
Fortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department. Vice President – Compliance Officer. Conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations. The successful candidate will wo...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Reporting to Chief Compliance Officer for TCBI Securities, Inc. Draft/update/synchronize the firm’s written policies, procedures and documents including the firm’s written supervisory procedures, compliance manual, code of conduct and operational process documents, and participate in testing same. C...
Coordinating, supervising, and supporting the bank’s compliance-related programs, such as compliance training, compliance testing and reporting, disaster recovery, contingency planning, and records warehousing and destruction. Our client is seeking to fill a Vice President / BSA Compliance Officer r...
Assures compliance with agency policies and procedures, state and federal laws, regulations and accreditation standards. ...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office's compliance needs. More than 10 years of experience in wealth management industry required, focused on operations and compliance, and possessing a deep understanding of the operational and compliance fu...