Compliance Officer: salario promedio en White Plains, NY in 2024
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AML / OFAC Compliance Officer / Advisory (Financial Security)
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconcil...
COMPLIANCE OFFICER SNF
This position provides technical and professional compliance expertise and advice to leadership, regional support teams, employees, committees and affiliates regarding current and emerging federal, state and local and internal healthcare compliance-related issues consistent with the system-wide Comp...
Monitor & Surveillance Compliance Officer (Director)
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Investigations and Compliance Officer
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally mandated non-discrimination training curricula, conducts very time-sensitive high level d...
Senior Compliance Officer - Institutional Sales Coverage
The Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance). The Senior Compliance Officer - Institutional Sales Coverage will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sale...
VP – Capital Markets Compliance Officer
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Associate, Compliance Officer
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Assistant General Counsel and Compliance Officer
The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trust’s legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust’s legal matters, focusing on compliance, ethics, con...
Compliance Officer
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Compliance Officer - Compliance Governance and Framework
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Chief Compliance Officer & Head of Regulatory.
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Compliance Manager - Agency & Partnership
Title: Compliance Manager - Agency & Partnership. ...
Specialist Driver Compliance
Troubleshoot location challenges with compliance program platform, maintaining compliance etc. Under moderate supervision, ensures First Student's driver, monitor, technician, and staff maintain compliance under Federal/State/contractual rules and regulations. Upload and compliance date maintenance ...
Security Officer- Part time
The Safety and Security Department at our Sarah Neuman location in Westchester is seeking 3 part time ( 3 days a week) on day and weekend shifts to join our team! This position will sit in Mamaroneck New York,. Maintains current NYS Security License with annual retraining as required. Valid NY State...
Security Officer (Overnight)
We are hiring for a full-time Security Officer to join our Security team. The Security Officer will provide a professional, cooperative, and courteous service to satisfy the needs of all Members and employees through: Routine patrols; parking enforcement, monitoring surveillance cameras, writing inc...
Security Guard / Security Officer - Weekend Work
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Residential gated community security guard: the primary duties of a gated community security officer include greeting the guests, checking identification & admit visitors throug...
Senior Director, Corporate Compliance
This Senior Director, Corporate Compliance role is a strategic and dynamic role serving as a Compliance Navigator/Advisor to various areas of the business, with a particular focus on supporting Regenerons Global Immunology team. Compliance initiatives by blending knowledge of Compliance standards, p...
Product Testing & Compliance Manager
The Product Compliance Manager evaluates and assesses all applicable Federal and State Consumer Products Safety regulations and partners with our internal and external teams to ensure that our products meet the regulations by working with testing laboratories, suppliers and XRF analysis. As the Prod...
Compliance Director - Citizens Private Wealth Management (RIA, Brokerage, Trust)
The incumbent will be accountable for enterprise compliance policies related to the portfolio of regulations and for ensuring the business line and Compliance has the appropriate risk appetite and key risk measures to support compliance. In addition, the leader will provide active oversight of relat...
Chief Operating Officer
We are currently looking for a Chief Operating Officer (COO) for a large, privately owned company to sit at our office headquarters in Elmsford, NY. Implementing financial procedures and organizational policies and programs to drive the company's operating capabilities to surpass the industry averag...
Senior Associate - Compliance - Surveillance Analyst
Role Overview: As part of the Corporate Compliance Department, youll play a pi Compliance, Surveillance, Associate, Analyst, Senior, Business Partner, Technology. ...
Business Intelligence Analyst
FlexJobs was founded in 2007 and has been featured on NPR, Good Morning America, Fox Business Channel, and thousands of other media outlets. ...
Global Markets Regulatory Compliance Advisory - Americas Director
SummaryGlobal Markets Regulatory Compliance (“GMRC”) Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U. Key Responsibilities:· Responsible for the ongoing development, implementation and refi...
Senior Director, Revenue Compliance
The Senior Director, Revenue Compliance will report to the AVP, Financial Planning and Analysis and serve as the team leader of a five-person financial compliance function within the Corporate Finance team. Establish and refine the Revenue Compliance team’s processes, balancing risk to EDF with dono...
Business Analyst.
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