QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Assists the PB Unit with lending-related compliance issues. Ensures that all loans are in compliance...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
The Compliance Officer will be a subject matter expert tasked to provide compliance support of our debt resolution business units. Advise on compliance with laws and regulations for applicable programs, including consulting on the design and implementation of key performance indicators, key risk ind...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
Take full ownership of our compliance program with the aid of our General Counsel and outside compliance resources to maintain a best-in-class and proactive compliance program. We are hiring an experienced executive to be our Chief Compliance Officer. In this role, you will play a crucial part in en...
A company is looking for a Compliance Officer. ...
As a deputy to the Chief Ethics and Compliance Officer, this role entails supporting the development, implementation, and monitoring of effective compliance programs, advising on emerging compliance issues, and ensuring that the organization is proactively addressing compliance risks. Deputy Chief E...
Reporting to the Chief Compliance Officer, the VP- Compliance Officer, will be responsible for developing, implementing, and overseeing aspects of Lendistry's regulatory compliance program:. We are seeking an exceptional, energetic and proactive compliance professional with a passion to promote a st...
As a deputy to the Chief Ethics and Compliance Officer, this role entails supporting the development, implementation, and monitoring of effective compliance programs, advising on emerging compliance issues, and ensuring that the organization is proactively addressing compliance risks. Deputy Chief E...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. Assists the PB Unit with lending-related compliance issues. Ensures that all loans are in compliance...
The Compliance Officer will be a subject matter expert tasked to provide compliance support of our debt resolution business units. Manage and oversee all aspects of the debt resolution Wholesale (WS) and Legal Partner Network (LPN) compliance programs, including the development of monthly, quarterly...
KKCS seeks an experienced compliance specialist or compliance program manager for an exciting full-time Senior Contract Compliance Officer opportunity in Los Angeles, CA. The Senior Contract Compliance Officer supports contract compliance activities involving Disadvantaged Business Enterprise (DBE),...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
Advise executives within the company and work alongside employees, including Operations, Marketing, Revenue Cycle Management, Human Resources, Quality Management, and Legal to develop a company-wide culture of compliance• Manage all day-to-day aspects of the company’s compliance program• Coordinate ...
A Tax Compliance Officer analyzes, interprets and enforces various tax, permit and fee liabilities, including the City business, parking and transient occupancy taxes and City permit ordinances through independent field and office investigations; may supervise other Tax Compliance Officers and cleri...
A social services organization in California is looking to add a new Compliance officer to join their growing team in Los Angeles. Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, iden...
QUALITY CONTROL AND COMPLIANCE OFFICER. Monitor new and/or revised laws and regulations affecting compliance as communicated via published communication alerts and/or corporate compliance directives. WHAT IS THE OPPORTUNITY? Assists the PB Unit with lending-related compliance issues. Ensures that al...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Job Description: Compliance Officer</b></p> <p><b>Position Overview:</b> We are seeking a diligent and experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that our organization operates in accordance with regulatory r...
Develop and implement a comprehensive compliance program that encompasses all relevant laws, regulations, and internal policies. Monitor and assess compliance risk, identify potential areas of concern, and develop strategies to mitigate risk. Conduct regular audits and reviews to ensure compliance w...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The Compliance Officer will be a subject matter expert tasked to provide compliance support of our debt resolution business units. Advise on compliance with laws and regulations for applicable programs, including consulting on the design and implementation of key performance indicators, key risk ind...