Compliance analyst jobs in White Plains, NY
Analyst – Communications Compliance
Responsibilities. Maintain and test the Firm's communications interface and systems, including updates to systems logic and documentation of system configurations.Test systems or p..
Analyst – Communications Compliance Greenwich, CT
Interactive Brokers seeks a motivated and talented individual to join its Compliance group.. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up..
Compliance Surveillance Analyst
Compliance Surveillance Analyst Essential Duties & Responsibilities. Maintain and monitor employee.. years experience with handling compliance issues in a U.S. financial institution broker dealer..
Compliance Analyst
About the Position Fortress Investment Group seeks an entry level Compliance Analyst to join the.. general administration of Fortress's global compliance program. processing employee requests and..
Tax Compliance - Analyst.
A three time winner of MMI Barrons Solutions Provider award (See link below). About the RoleiCapital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team..
Operational Compliance Analyst.
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision making across..
QC Analyst (Compliance)
As a QC Compliance Analyst you will support the QC organization in meeting compliance targets through.. The Compliance Analyst will report quality system metrics to the group and identify improvements that..
Controls and Compliance Analyst
OverviewOverviewThe Controls and Compliance Analyst role will support Information Security processes to ensure quarterly Information Security control monitoring, testing and compliance..
Compliance Analyst - II (USD)
Preferred but not required. Series 6 or 7 or other insurance designations Other Preferred Qualifications. Prior experience in the insurance securities industry, preferably in compliance or..
Compliance Associate
Greenwich, CT (In Office, 5 days week) The Opportunity. Seeking a Compliance Associate to join a.. B alternative asset manager. This hire will report to the General Counsel Chief Compliance Officer..
Compliance Associate
Job Overview. Compliance Associate. Apply (by clicking the relevant button) after checking through all.. We are seeking a Compliance Associate with 2 5 years of generalist compliance experience (hedge fund..
Compliance Analyst II - New York, Austin.
Join us on our mission to make data easy.About the RoleCockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. This is a hands on role in which youll be..
Senior Claims Process, Controls, Compliance Analyst
As a Senior Process, Controls & Compliance Analyst, you will be part of the operations function.. You will also play a key part in the work to ensure governance and compliance with routine audits..
Sr. Business Analyst, Compliance Technology- IT
Position TitleSr. Business Analyst, Compliance Technology. ITLocationNY. 1400 Broadway Floor 23Job.. Business analysts may be assigned by project, line of business or technology platform and are expected..
Insurance Compliance Manager
Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager to.. Friday. Salary is. 100,000. 134,000. Duties and Responsibilities. Manage the compliance program for..
2025 Compliance Summer Analyst Program (New York)
5 Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10 week program.. In addition to Summer Analysts daily responsibilities, a team of Summer Analysts will work together on a..
Legal And Compliance Intern-Onsite
Overview Summary of Responsibilities. As part of the Legal and Compliance team, you will work directly with counsel and compliance professionals, to gain real world experience and relevant..
Senior Director, Corporate Compliance
This Senior Director, Corporate Compliance role is a strategic and dynamic role serving as a Compliance.. This role is expected to be the key liaison and primary point of contact for Compliance related topics..
Managing Director, IMA Certificate Compliance
IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. clients..