Chief Compliance Officer: Average Salary in Irvine, CA in 2024

MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...

As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...

Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...

The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...

Credentialing and Compliance Manager. Job Opening ID: 28162Reports To: Administrative Supervisor 1Working Title: Credentialing and Compliance ManagerDepartment: Counseling CenterBargaining Unit: 99FLSA: Non-ExemptPayroll Job Code: 007376Job Location: UCI Campus- IrvinePercent of Time: 100%Work Sched...

Harris & Co is exclusively retained for an exciting Chief Executive Officer opportunity with one of our top clients, poised to break into the US Cell & Gene therapy market for autoimmune diseases. We are seeking a seasoned US executive with a proven track record in scaling biotech's within the advan...

Create and present financial and tax strategy recommendations. Support the financial planning and analysis efforts across our 7 countries. Prepare financial statements and reports for our board meetings. Ensure legal compliance on all financial functions. ...

As a visionary member for this Financial services group, the CFO will be responsible for assisting in the building out the Finance and Accounting groups. This Financial Services company is enjoying strong growth whilst also continuing to develop their reputation for a great place to work. Drive acco...

Company: Stealth Company, a private equity fund backed company In the process of closing an investment in a multi-site healthcare clinical operation operating in California Job Title: Chief Financial Officer Job Overview: We are seeking a dynamic financial leader to join our growing, innovative orga...

For over two decades, Kranz Consulting has been the recognized leader in providing superior financial consulting and advisory services requested by CEOs, Boards, CFOs and the most prominent Venture Capital firms. Ensure timely reporting of monthly financial information for the executive staff, outsi...

Ideaflow is a notebook that augments your intelligence.Founded by a team from MIT Media Lab, we've raised over $10M from top VCs, including First Round Capital, Sequoia scouts, and Naval.We're bringing personal information management tools mainstream, and making them collaborative, to empower creati...

Associate Capital is looking for a Chief Financial Officer. Develop and execute financial strategies aligned with the company's growth objectives, overseeing financial forecasting, budgeting, and long-term planning for major projects. Oversee the company's financial operations, including accounting,...

Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...

Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...

The executive assistant will ultimately be responsible for keeping our executive leadership team on task. This role, specifically, will be the executive support for the CEO, COO, and CFO of the organization. This includes calendar management, travel management, reviewing and responding to emails, do...

The Chief Financial Officer (CFO), will serve as a key member of the executive leadership team, responsible for overseeing all of the company’s financial operations, financials, and planning. The ideal candidate will be an experienced and strategic Chief Financial Officer, with proven experience dri...

JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...

As the Chief Financial Officer, you will oversee the financial management at the organization, establishing a new finance department and handling day-to-day operations, budgeting, and reporting. In addition, you will be collaborating with stakeholders, to build banking relationships and ensure finan...

Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...

CTO | Artificial Intelligence/Cloud | Up to $300,000 + large equity | San Fran.An extremely exciting client of ours who is an AI-based startup on the brink of exponential growth is looking to add an exceptional CTO to join their early-stage team.They have already made substantial revenue and have re...

LAFLA is currently accepting applications for the position of Chief Operating Officer. ...

We are seeking a dynamic and innovative General Counsel to lead our legal function. Some experience in understanding and providing counsel on foundational employment law regulations, and experience with, or ability to, manage relationships and retain counsel from external employment law firms as nee...

This is a part-time, remote role for a Co-Founder Chief Sales Officer / Chief Revenue Officer on an equity basis who will give a strategic direction in building marketing and sales for the company. We also partner with the SMEs of the industry and build and support their Technology for equity. We ar...