Chief Compliance Officer: Average Salary in Riverside, CA in 2024

MNPI exp, new marketing rules, fund formation, fund structuring.Comfortable working on a small team and with outside consultants.Office located in Orange County, California....

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of expe...

Under the guidance of the Assistant Director, the Financial Accounting and Compliance Analyst operates with moderate independence by providing high level analysis, reconciliation, and accounting support with focus on revenue intake, agreement schedules, and compliance for Auxiliary Services. UC Rive...

The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...

This position is posted here as a Research Compliance Analyst 3 (job #32758381) and a Research Compliance Analyst 4 (job #32790375). The Research Compliance Analyst will be responsible for providing support and leadership to the Institutional Review Boards (IRBs) as well as providing back up support...

The Manager II, Contract & Compliance, will perform highly complex work for the procurement of major capital and rehabilitation projects, rolling stock, professional services, materials and equipment, construction, and information technology. ...

As the Chief Financial Officer, you will oversee the financial management at the organization, establishing a new finance department and handling day-to-day operations, budgeting, and reporting. In addition, you will be collaborating with stakeholders, to build banking relationships and ensure finan...

The Chief Financial Officer (CFO), will serve as a key member of the executive leadership team, responsible for overseeing all of the company’s financial operations, financials, and planning. The ideal candidate will be an experienced and strategic Chief Financial Officer, with proven experience dri...

Oversee and test compliance with relevant laws, regulations, internal protocols, and bank standards. Supervise vendor relations, including conducting initial due diligence assessments and monitoring vendor performance to uphold compliance with regulatory standards. Act as the main liaison with our b...

Ideaflow is a notebook that augments your intelligence.Founded by a team from MIT Media Lab, we've raised over $10M from top VCs, including First Round Capital, Sequoia scouts, and Naval.We're bringing personal information management tools mainstream, and making them collaborative, to empower creati...

Harris & Co is exclusively retained for an exciting Chief Executive Officer opportunity with one of our top clients, poised to break into the US Cell & Gene therapy market for autoimmune diseases. We are seeking a seasoned US executive with a proven track record in scaling biotech's within the advan...

Partner with CEO and senior leadership team in operating the business and optimizing financial results by providing strategic focus and effective leadership and management of the financial operations of the company. Coordinate the preparation of financial statements, financial reports, special analy...

Company: Stealth Company, a private equity fund backed company In the process of closing an investment in a multi-site healthcare clinical operation operating in California Job Title: Chief Financial Officer Job Overview: We are seeking a dynamic financial leader to join our growing, innovative orga...

JCW is partnering with an Industrial Bank who is looking for a Compliance Officer to join their team. The Compliance Officer will play a critical role in ensuring that operations align with all relevant regulatory requirements, particularly in the context of the Banks partnerships with FinTech compa...

Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...

Develop and implement operational strategies aligned with company goals and objectives.Provide strategic direction to ensure efficient and effective operational functioning.Oversee daily operations at headquarters and new market offices.Ensure seamless integration and consistency across all location...

Report to the Executive Vice President (EVP) and serve as the Chief Financial Officer to provide strategic vision and leadership of the financial health of the organization. GHJ Search and Staffing has partnered with Catalyst California to identify a Chief Financial Officer, the newest member of the...

LAFLA is currently accepting applications for the position of Chief Operating Officer. ...

My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communications for transaction or litigation matters. Manage all matters related to insurance coverage for Corporat...

Associate General Counsel, Employment and Product. Associate General Counsel, Employment and Product. This lawyer will also counsel on a broad range of domestic and foreign employment law matters. Counsel the executive and people teams on a broad range of domestic and foreign employment law issues, ...

Associate General Counsel - Homebuilding. Experience playing a lead role in transactions, working directly with clients/opposing parties/counsel. ...

Our client is a fast growing privately owned construction company looking for a General Counsel. The General Counsel will examine and draft IT, employment, real estate and vendor contracts, manage copyrights and trademarks, and preserve business records such as minutes of meetings and resolutions. T...

The CFO designs and implements the strategic financial and operational plan, ensuring the responsible, student-centered, and sustainable allocation and advancement of School resources and its successful delivery of the mission to all constituencies. ...

Our client, a prominent litigation firm, is seeking a General Liability Counsel to join their San Francisco team. The ideal candidate will have 7+ years of General Liability litigation experience. ...

Work hand in hand with our Chief Marketing Officer who is US based. ...