Talent.com
VP Supervision Audit Control
VP Supervision Audit ControlVirtualVocations • Appleton, Wisconsin, United States
VP Supervision Audit Control

VP Supervision Audit Control

VirtualVocations • Appleton, Wisconsin, United States
job_description.job_card.variable_hours_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a VP of EPW Supervision, Audit & Control.

Key Responsibilities

Oversee all supervision, audit, and control programs across Empower Personal Wealth

Ensure operational and financial controls meet compliance standards and mitigate risk

Serve as the company's audit, control, and risk subject matter expert, advising leadership and regulatory agencies

Required Qualifications

FINRA Series 7 & 24 required

10+ years of relevant securities experience, preferably in compliance or supervision

Bachelor's degree required

Deep understanding of regulatory requirements and their business impacts

Experience leading and influencing others

serp_jobs.job_alerts.create_a_job

Vp • Appleton, Wisconsin, United States

Job_description.internal_linking.related_jobs
VP Loan Operations Manager

VP Loan Operations Manager

Gpac • Oshkosh, Wisconsin, United States
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
A growing and reputable community bank is hiring for a VP Loan Operations Manager to join their team and take a leadership role in their Operations department. As VP Loan Operations Manager the righ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days
Sr Manager Corporate Accounting

Sr Manager Corporate Accounting

Plexus • Neenah, WI, US
serp_jobs.job_card.full_time
At Plexus, our vision is to help create the products that build a better world.Driven by a passion for excellence, we partner with leading Aerospace / Defense, Healthcare / Life Sciences and Industrial...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Vice President, Operations, US

Vice President, Operations, US

Schreiber Foods • Green Bay, WI, US
serp_jobs.job_card.full_time
The Vice President Of Operations will lead multi-site and product category operations at Schreiber Foods, ensuring partner and food safety, quality, and efficient operations.This role involves stra...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Director of Sales - AIS

Director of Sales - AIS

Associated Bank • Green Bay, WI, US
serp_jobs.job_card.full_time
At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your gr...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Controller

Controller

St. John's Ministries • Green Bay, WI, US
serp_jobs.job_card.full_time
Johns Ministries team has an opening for a.The number of people experiencing homelessness or housing instability has risen and we are looking for a person that is mission-driven.This role is part o...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Project Controller

Project Controller

Barry Wehmiller • Green Bay, WI, US
serp_jobs.job_card.full_time
BW Converting is looking for an action-oriented, experienced, hands-on Project Controller to join our Green Bay team.The Project Controller is a critical component of the successful project executi...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Audit Manager

Audit Manager

Grant Thornton LLP • Appleton, WI, US
serp_jobs.job_card.full_time
Focus on the core content of the job post, removing all extra metadata, headers, and redundant information.Keep the formatting beautiful and high signal to noise ratio.serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Assistant Controller

Assistant Controller

SEEK Careers Staffing • Appleton, WI, US
serp_jobs.job_card.full_time
We are looking for an Assistant Controller who will support financial reporting and help develop the processes that keep the projects and business running smoothly. This is an excellent opportunity ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Audit Senior Associate

Audit Senior Associate

Grant Thornton LLP • Appleton, WI, US
serp_jobs.job_card.full_time
Focus on the core content of the job post, removing all extra metadata, navigation, and redundant headers.Keep the formatting beautiful and high signal to noise ratio.serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Manager of First Line Risk Payments and Fraud

Senior Manager of First Line Risk Payments and Fraud

Associated Bank • Green Bay, WI, US
serp_jobs.job_card.full_time
Senior Manager Of Fraud & Payments Risk.At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success.If yo...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Remote Finance Director - AI Trainer ($50-$60 / hour)

Remote Finance Director - AI Trainer ($50-$60 / hour)

Data Annotation • Oshkosh, Wisconsin
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Vice President- Construction Data Center

Vice President- Construction Data Center

Faith Technologies • Menasha, WI, US
serp_jobs.job_card.full_time
Senior Business Operations Leader.You've discovered something special.Cares about leading the way in construction, engineering, manufacturing and renewable energy. Cares about redefining how energy ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
VP Deposit Operations Manager

VP Deposit Operations Manager

GPAC • Oshkosh, WI, US
serp_jobs.job_card.full_time
A growing and reputable community bank is hiring for a VP Deposit Operations Manager to join their team and take a leadership role in their Operations department. As VP Deposit Operations Manager th...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Audit Manager

Audit Manager

Gpac • Green Bay, Wisconsin, United States
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
An established local CPA firm in the area is looking to add an Audit Manager to their growing team.This stable and growing firm offers clients valuable knowledge and expertise i...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30
RPA Solutions Lead

RPA Solutions Lead

Nicolet National Bank • Green Bay, WI, United States
serp_jobs.job_card.full_time
At Nicolet National Bank, our culture is based on the principles of community banking, putting the needs of our customers at the forefront of our decision-making. Our Core Values drive everything we...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Vice President, Global Continuous Improvement & Quality

Vice President, Global Continuous Improvement & Quality

Barry Wehmiller • Green Bay, WI, US
serp_jobs.job_card.full_time
VP, Global Continuous Improvement And Quality.The Vice President, Global Continuous Improvement and Quality leads the strategy, execution, and culture of operational excellence across the global ma...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Shift Supervisor

Shift Supervisor

Red Robin • Appleton, WI, United States
serp_jobs.job_card.full_time +1
Our Restaurant Hourly Shift Supervisors not only have an appetite for bottomless fun & compassion for our crazy loyal guests, they manage day to day operations of the restaurant during scheduled mi...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30
Teller Supervisor

Teller Supervisor

Associated Bank • Green Bay, WI, US
serp_jobs.job_card.full_time
At Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your gr...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Risk Adjustment Auditor

Risk Adjustment Auditor

Network Health • Menasha, WI, United States
serp_jobs.job_card.full_time
Network Health's success is rooted in its mission to create healthy and strong Wisconsin communities.Network Health is seeking a Risk Adjustment Auditor to join our team. This individual, in collabo...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Manager - Project Accounting

Manager - Project Accounting

MSA Professional Services • Appleton, WI, US
serp_jobs.job_card.full_time
MSA is looking for a Manager, Project Accounting to lead our team of Project Accountants and drive excellence in billing, revenue recognition, and project financial performance.In this role, you'll...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted