The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.The Marlee Talent Pool is a pilot project designed to:.Help job seekers get discovered by our partners based on their anticipated hiring n...
Cardless is seeking an accomplished and experienced Chief Compliance Officer (CCO) to lead and oversee our comprehensive compliance program. Lead, scale, and develop the Compliance team, fostering a culture of compliance and ethical conduct across the organization. The ideal candidate will have appr...
Are you a compliance aficionado who thrives on enhancing and perfecting compliance practices? We are in search of a committed Senior Compliance Officer with expertise in compliance testing for broker-dealers and RIAs and a genuine passion for all things compliance. Exciting Opportunity for a Senior ...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
The General Counsel & Chief Compliance Officer (GC) is responsible for overseeing the legal aspects of the organization. This role includes ensuring compliance with healthcare regulations, managing legal risks, handling litigation, and providing strategic legal advice to the executive team and b...
The Compliance Operations Director will report to the Chief Compliance Officer (CCO) and support in designing, implementing and maintaining the company’s global compliance program. The Compliance Operations Director will work across all aspects of LivaNova’s global compliance program in continuous a...
The SOX Compliance Director will report to the VP, Audit and will be responsible for leading the testing of the SOX internal controls and day-to-day operations to ensure compliance with Sarbanes-Oxley 404 requirements. Kyndryl has a global footprint, which means that as a SOX Compliance Associate Di...
Experience working with major vendors and products in the data lifecycle management, data archiving, and/or data compliance domain (e. Experience working with digital communications governance solutions that can monitor and enforce corporate compliance policies on employee communication tools such a...
Regulatory Compliance Manager is responsible for managing regulatory compliance issues related to Eaglemark Savings Bank (ESB) which include research aimed at analyzing established and emerging regulatory requirements, research and providing regulatory opinions regarding the impact of proposed activ...
This position will report to the EMEA Trade Compliance Operations Senior Manager and will assist in developing and deploying company policies and processes relating to Trade Compliance matters with intermittent level of supervision. The associate in this position, as an individual contributor, is re...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...
As our Senior Compliance Analyst at Homeowners of America (“HOA,” a Porch Company), you will hold a pivotal role in shaping and maturing our insurance regulatory compliance program. What You Will Do As A Senior Compliance Analyst, Homeowners of America Insurance. We are seeking an ideal candidate wi...
Essential Job Duties and Responsibilities Daily Compliance Perform independent assessment of review of all incidents that are moving to “Close – No Action” status (aka set to ‘Approved’) Perform independent assessment of all trading day compliance overrides/fails and discuss with respective FI/EQ Co...
The CEHRT Regulatory and Compliance Program Manager is responsible for overseeing and managing the regulatory and compliance requirements related to Certified Electronic Health Record Technology (CEHRT). The manager will also handle the submission of data to various registries and ensure compliance ...
The Coinbase Compliance Technology Team plays a critical role in achieving our mission. Compliance Technology builds complex systems at a global scale to meet BSA/AML regulations with industry best practices. This role will work within the Compliance Technology team to design, build and maintain met...
The Senior Risk and Compliance Analyst – Risk Manager. At Relativity, we have a world-class compliance team focused on maintaining an industry-leading approach to security, privacy, and enterprise risk management. This role will develop and enable risk management policies, procedures, and strategies...
The Senior Associate General Counsel is a member of the Commercial practice group in the Legal Division of M&T Bank Corporation (NYSE: MTB), providing legal counsel and support for commercial real estate financing matters for M&T Bank, a New York chartered bank. The General Counsel should be able to...
As an Assistant General Counsel, Stable Value Products, you will provide legal expertise and advice to Empower and its affiliated companies with respect to a broad range of complex legal matters. Ability to work as a team member, both within the Empower Workplace Solutions and Empower Personal Wealt...
Partner with and manage external counsel in support of advice and policy matters. ...
Hold at least one of the following certifications: Certified Information Systems Security Professional (CISSP), Global Information Security Professional (GISP), or the CompTIA Advanced Security Practitioner (CASP) or other certifications exemplifying skill sets such as those described in DoD Instruc...
Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performanc...
POSITION SUMMARY: The Tax Analyst assists with tax compliance and other tax related issues including tax return preparation. Assists field and corporate operations with various sales and use tax compliance and audits, personal and real property book expense and account reconciliations, unclaimed pro...
You will have responsibilities including, but not limited to, performing Level 2 analysis and adjudication of escalated alerts and cases (including referrals from Transaction Monitoring, Account Review, Market Surveillance, Legal, and other departments), preparing Suspicious Activity Reports (“SARs”...
Reviews tax returns and related documents to ensure compliance with federal, state and international laws. ...