Review client investment management agreements and guideline documents to determine effective monitoring processes, including developing compliance rules in automated compliance systems. Candidate must display sound business judgment in driving results and creating and implementing creative business...
The Branch Oversight Team within the PWM Compliance Unit is responsible for several core compliance functions, including branch office inspections, oversight of PWM Supervision, PWM recruit interviews, and general compliance training and support. The Compliance Officer will be responsible for discov...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
Cardless is seeking an accomplished and experienced Chief Compliance Officer (CCO) to lead and oversee our comprehensive compliance program. Lead, scale, and develop the Compliance team, fostering a culture of compliance and ethical conduct across the organization. The ideal candidate will have appr...
The Senior Compliance Officer is a professional who. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. Manage compliance programs for clients. Conduct RIA and BD compliance tasks and testing- best execution review, trading review, billing review, ema...
Making periodic (at least quarterly) reports regarding compliance matters to the SVP, Chief Compliance Officer of Surgery Partners. In addition, the Compliance Officer helps implement the eight elements of the Surgery Partners Compliance Program at Facilities. Assist the Chief Compliance Officer in ...
The RoleCardless is seeking a Compliance Officer to join our stellar and growing Compliance team! The Compliance team is responsible for the successful launch of our custom cobrand credit cards in compliance with all relevant regulatory requirements. As a Compliance Officer, you will be responsible ...
CACI is seeking an Information System Security Officer (ISSO) as part of our DHS’ Security team and plays a Cybersecurity operational compliance role. Works closely under the supervision of Cybersecurity Manager and with other security personnel within our DHS operations to ensure operational securi...
As the Operations Program Manager for Global Compliance Quality Control at Coinbase, you'll lead the charge in combating money laundering and ensuring that we meet our mission to make cryptocurrency accessible to everyone. With your expertise in compliance, operations, and Quality Control, you'll be...
The Program Governance team comprises a team of Compliance professionals with responsibility for Compliance policies and procedures; annual risk assessment; quality assurance and testing programs; regulatory exams and audits; customer complaint process; and metrics across all facets of the Complianc...
The Associate Director- QA Compliance, will report to the Director of Supplier Management and Auditing. Supports Compliance management in maintaining the company’s Compliance program. Demonstrates a thorough knowledge of compliance requirements, and an understanding of current global and regional tr...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
Ensures compliance with Deringer specific policies and procedures, based on department’s specific tasks. Previous technical/compliance background and language skills are a plus. ...
Become an authority on all things IT audit and compliance. Translate business and control requirements into the design of features and enhancements in our compliance tools. At HubSpot, fair compensation practices isn’t just about checking off the box for legal compliance. ...
Compliance consulting company based in New Jersey looking to bring on board a “Director Of Compliance/Financial Crimes Client Development” to join their team. Understand the market, competition, and trends for compliance services. ...
Supervises direct and/or indirect report(s) or acts to ensure all promotional and labeling materials are in compliance with relevant laws and regulations. Provides training to OAPI/OPDC employees and affiliates on regulations for promotion compliance, as appropriate. Bachelor’s Degree and 6+ years o...
Reporting to the Manager of Professional Services, you will act as the primary client liaison to lead multiple customer facing EHR implementation projects simultaneously. Manage the project budget, team resources, communications, and project plans. Managing the day-to-day implementation of operation...
In the role of Senior Security & Compliance Analyst at Box, you will lead efforts to identify, track and mitigate risk related to Box's third-party ecosystem. Working within Box's Governance Risk and Compliance (GRC) organization, this role requires a comprehensive understanding of security controls...
With the Carolina Complete Health Compliance team, you will develop, implement, and perform compliance auditing, monitoring and reporting activities based on established program, policies, and practices to ensure and maintain compliance with federal, state, and local regulatory and contractual requi...
Financial Crimes Compliance has the primary responsibility for the execution of Coinbase’s Anti-Money Laundering, Combating the Financing of Terrorism, Sanctions, and Anti-Bribery and Corruption Program. ...
The Compliance Operations Director will report to the Chief Compliance Officer (CCO) and support in designing, implementing and maintaining the company’s global compliance program. The Compliance Operations Director will work across all aspects of LivaNova’s global compliance program in continuous a...
Risk and Compliance Account Manager. Risk and Compliance Account Managers own a portfolio of clients and are responsible for the customer lifecycle and driving adoption our Cyber Defense SAAS platform and accompanying managed services. You will work with customers to identify their risk and complian...
Responsible for multiple large and complex Oracle Fusion Cloud Application projects from initiation through delivery. Provides direction and mentoring to project teams, and effectively influences customer leadership on key decisions. Manage projects from start to finish, identifying critical paths a...
The Director of Governance, Risk, and Compliance (GRC) will be responsible for developing, implementing, and maintaining comprehensive governance, risk management, and compliance programs within the organization. Develop and deliver training programs and materials to educate employees on governance,...
Manager Governance, Risk and Compliance for our Philadelphia office to work Monday to Friday, a 9-hour shift. Lead and manage the governance, risk and compliance teams, currently one in India and assist with the recruitment of an additional team member in India. Interact effectively in both oral and...