Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
The Compliance & Due Diligence Officer works with the Chief Compliance Officer, Due Diligence Analyst, and the Trading, National Sales, and Marketing teams to complete these due diligence and compliance tasks. Support the Chief Compliance Officer with the administration and maintenance of the firm’s...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The Department of Behavioral Health and Developmental Services (DBHDS) is seeking a qualified professional to serve as the Healthcare Compliance Officer in the Office of Quality Assurance and Healthcare Compliance. The Healthcare Compliance Officer ensures compliance with regulatory requirements and...
The Deputy US Integrity & Compliance (I&C) Officer (DUSICO) will lead the evaluation and implementation of continuous evolution within the US I&C Program, as well as serve as a strategic business partner and solutions-oriented advisor across an assigned U. The DUSICO will report to and receive guida...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Quality Assurance (QA) Compliance Specialist II. Lead aspects of quality and compliance to ensure compliance with applicable regulatory standards (e. Category: , Keywords: Regulatory Compliance Specialist. Civica") organization and its newly forming team at the Petersburg, Virginia site by bringing ...
The Quality Assurance (QA) Compliance Specialist II will join the Civica, Inc. Lead aspects of quality and compliance to ensure compliance with applicable regulatory standards (e. Civica”) organization and its newly forming team at the Petersburg, Virginia site by bringing their knowledge and experi...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Principal Consultant, Permitting and Compliance Project Manager. The candidate will serve as a project manager and/or task manager on multi-disciplinary projects depending on experience and qualifications. For the Principal Consultant, Permitting and Compliance Project Manager (Principal Level) posi...
Director, Assistant General Counsel: Commercial Bank Legal. New York City (Hybrid On-Site): $233,100 - $266,000 for Director, Asst General Counsel. The Commercial Bank Legal team is seeking an experienced attorney to act as business/product counsel providing legal advice and thought leadership to th...
Audit Director, Financial Crimes Compliance (Hybrid). As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank. Capital One is seeking an energetic, self-motivated Audit Director interested in becoming par...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
Senior Audit Manager, Chief Operating Officer (COO)- Tech Audit Team (Hybrid). The Senior Audit Manager, Chief Operating Officer will provide integral support to Capital One's Tech Audit function by implementing business strategy, achieved through developing and maintaining business routines, partne...
Governance, Risk & Compliance Analyst,. Governance, Risk & Compliance Analyst. Offer technical or compliance advice to teams responsible for programs, software, and information systems security. Contribute to a holistic approach to compliance testing, aligning with long-term automation goals...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
Associate General Counsel, Director, Insurance Regulatory. You will work closely with and report to the General Counsel, Long-Term Care. You will provide advice and counsel on a broad array of legal issues affecting Genworth's insurance companies, with focus on its long term care insurance business....
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
Assistant General Counsel, Enterprise Innovation Payments Product Counsel. New York City (Hybrid On-Site): $233,100 - $266,000 for Director, Asst General Counsel. As Capital One Enterprise Innovation Payments Product Counsel, you'll apply strategic and analytical skills to Capital One's newest and m...
We are building our presence in the Mid-Atlantic and Southeast regions and areseeking an Environmental Compliance Technical Specialist withexperience in multi-media environmental compliance and permitting toassist us in our continued growth supporting energy, industrial, and otherclients. DUTIES/RES...
Manager / Senior Manager, Compliance & Reporting Specialist. Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. KPMG is currently seeking a Manager / Senior ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...